Asset Management Compliance Advisor – Hybrid

Border to Coast; Morley; Hybrid; GBP 45,000 - 60,000; Full time

Job summary

A leading pensions management firm in the UK is seeking a Compliance Officer (Advisory) to join their team. The role includes conducting regulatory horizon scanning, maintaining compliance obligations, and providing daily compliance advice. Candidates should have a solid understanding of regulatory requirements in asset management and experience in a compliance advisory role. This position offers flexible working and a great benefits package.

Benefits

Vitality Health Insurance

Employee Assistance Programme

Generous holiday allowance of 30 days

Fully funded qualifications opportunities

Critical Illness Cover

Pension scheme

Cycle to work scheme

Life Assurance of 6 times salary

Range of discounts for local gyms and shops

Onsite gym

Qualifications

• Experience in a compliance advisory role within asset management or a similar regulated environment.
• Good understanding of regulatory requirements in the asset management space.
• Experience in horizon scanning, analysis and reporting.

Responsibilities

• Conduct regulatory horizon scanning and maintain a tracker.
• Assist with governance and regulatory working groups.
• Provide compliance advice across the business.

Skills

Integrity and trustworthiness

Interpersonal skills

Analytical skills

Understanding of regulatory requirements

Problem-solving skills

Collaborative mindset

Education

CISI Diploma in Investment Compliance or equivalent

Job description

A leading pensions management firm in the UK is seeking a Compliance Officer (Advisory) to join their team. The role includes conducting regulatory horizon scanning, maintaining compliance obligations, and providing daily compliance advice. Candidates should have a solid understanding of regulatory requirements in asset management and experience in a compliance advisory role. This position offers flexible working and a great benefits package.