AR Compliance Lead - Regulatory Onboarding Expert

Polo; Cheltenham; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services company is seeking an AR Compliance Manager in Cheltenham. The role involves overseeing regulatory compliance for Appointed Representatives (ARs), developing risk frameworks, and ensuring adherence to financial regulations. The ideal candidate must possess extensive insurance compliance experience, a strong grasp of FCA rules, and excellent analytical skills. This is a permanent position with significant responsibilities in a dynamic environment.

Qualifications

• Extensive experience of compliance experience within insurance, inclusive of the Lloyd’s and London markets.
• Strong understanding of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR models.
• Experience in reviewing financial promotions and compliance monitoring.

Responsibilities

• Complete applications for regulatory permissions.
• Create and facilitate onboarding for appointed representatives.
• Oversee ARs and ensure ongoing regulatory adherence.
• Support compliance team with acquired businesses.

Skills

Compliance experience within insurance

Understanding of FCA rules

Reviewing financial promotions

Regulatory compliance standards

Analytical skills

Problem-solving skills

Communication skills

Interpersonal skills

Task management

Job description

A financial services company is seeking an AR Compliance Manager in Cheltenham. The role involves overseeing regulatory compliance for Appointed Representatives (ARs), developing risk frameworks, and ensuring adherence to financial regulations. The ideal candidate must possess extensive insurance compliance experience, a strong grasp of FCA rules, and excellent analytical skills. This is a permanent position with significant responsibilities in a dynamic environment.