Regulatory Compliance Assurance Manager

Talantir; Espanha; Presencial; EUR 60 000 - 90 000; Tempo integral

Resumo da oferta

Revolut is seeking a Compliance Assurance Manager to design and enhance the testing and assurance programme across regulatory risk areas. You will develop data-driven tests, automate queries and dashboards, and drive improvements in controls and governance within a global fintech environment.

Key requirements include 3+ years in fintech compliance/risk, strong audit and data analytics capabilities, and relevant certifications.

Qualificações

• 3+ years in fintech, banking or consulting in risk/compliance
• Experience in assurance or internal/external audit
• Experience with controls, risk and governance
• Excellent stakeholder engagement and communication
• Ability to work with data analytics and large datasets
• Relevant compliance qualifications such as ACAMS, ICA or similar
• Experience working on regulatory compliance or financial crime risks
• Ability to explain complex topics clearly

Responsabilidades

• Design and implement the Compliance Testing and Assurance Programme, including risk-based assessment, control testing and assurance planning
• Establish automated queries and dashboards to drive more frequent testing and insights
• Identify opportunities for improved regulatory adherence and company standards
• Support and enhance controls for different business areas from a second line perspective
• Execute project plans addressing remediation and testing findings
• Lead multi-department reviews and management reporting of outcomes
• Challenge colleagues to build robust risk management controls and processes
• Use data analytics to identify actionable insights and strengthen the control environment
• Manage other compliance and data specialists to complete assurance reviews

Conhecimentos

Fluency in English

Regulatory compliance

Audit experience

Controls & governance

Stakeholder management

Data analysis

Problem solving

Communication

Test scripting

Compliance qualifications

Financial crime knowledge

SQL

Python

Ferramentas

SQL

Python

Descrição da oferta de emprego

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 70+ million customers get more from their money every day.

About The Role

Compliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the best customer outcomes. They’ve got an outstanding ability to find solutions and carry out testing in a purely digital environment. Those data-driven experts know that better people and machines are the most effective way of managing conduct risk.

We’re looking for a Compliance Assurance Manager who’ll join us and help improve all aspects of regulatory compliance management.

Up to shape the future of finance? Let’s get in touch

What You’ll Be Doing

• Assisting with the design and implementation of the Compliance Testing and Assurance Programme, including risk-based compliance assessment, control testing, and assurance planCompleting assurance reviews and testing activities across different business areas, leveraging skills in advanced data analytics
• Establishing automated queries and dashboards to drive more frequent testing and informative insights
• Contributing to compliance processes by identifying opportunities for improved adherence to regulatory requirements and company standards
• Supporting and enhancing controls for different business areas at Revolut from a second line regulatory compliance assurance perspective
• Executing project plans to address remediation efforts and testing review findings, including process updates, documentation, and/or training
• Driving execution of local or multi-jurisdictional concurrent reviews, spanning across departments, including management reporting related to outcomes and findings
• Challenging colleagues to build efficient world-class risk management controls and processes
• Using data analytics to identify actionable insights which result in material enhancements to the control environment
• Managing other compliance and data specialists to complete compliance assurance reviews, depending on experience

What You’ll Need

• Fluency in English with excellent communication skills
• 3+ years of experience working within fintech, a traditional financial institution, or consulting firm (hiring multiple levels) in a risk and/or compliance role
• Expertise in assurance or internal/external audit, focusing on risk and compliance domains
• Experience in controls, risk, and policy and corporate governance
• Excellent stakeholder engagement skills to hold the 1st Line of Defence accountable for regulatory compliance matters
• Experience diving into large data sets to identify actionable insights
• To be results driven, pragmatic, and have a detailed-oriented approach
• Love for problem solving and working collaboratively
• The ability to explain complex things very easily
• To posses a willingness to learn and an interest in compliance
• Experience creating or utilising test scripts/procedures
• Relevant compliance qualifications, such as ACAMS, ACOI, or ICA
• Experience working on regulatory compliance or financial crime risks

Nice to have

• Experience in UK FCA (FCA Handbook), Bank of England/PRA (PRA Handbook), EBA, ECB, and/or Bank of Lithuania regulatory requirements and recommendations
• Regulatory experience in insurance (ICOBS), crypto-assets regulatory change (MICA), investment protections (MIFID), financial promotions, anti-bribery and corruption, conflicts of interest, conduct (Consumer Duty), and/or payments (PSR 2017)
• Experience detecting and investigating risk incidents, KRI (key risk indicator) breaches
• Experience mapping regulations to risks and controls
• Data analytics skills, including SQL and/or Python

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.