Senior Compliance-Manager:in

KeyPartners; Zürich; Vor Ort; CHF 100.000 - 130.000; Vollzeit

Zusammenfassung

KeyPartners is seeking a KYC / Compliance Review Specialist for Wealth Management on a temporary basis in Zürich. The role focuses on conducting thorough KYC reviews, assessing compliance risks, and working with Relationship Managers to resolve complex cases involving High Net Worth and Ultra High Net Worth clients.

Candidates should demonstrate extensive KYC/AML experience, strong analytical skills, and the ability to challenge client structures and documentation while ensuring high-quality

Qualifikationen

• Several years of professional experience in KYC, AML and/or Compliance.
• Strong understanding of Wealth Management / Private Banking.
• Proven experience dealing with complex High Net Worth and/or Ultra High Net Worth clients.

Aufgaben

• Perform and assess KYC reviews of existing client relationships within Wealth Management.
• Conduct holistic assessments of KYC, compliance and client-related risks, especially for complex client structures.
• Analyse complex wealth, corporate and client structures including family wealth, foundations, real estate, multi-jurisdiction assets.
• Assess Source of Wealth / Source of Funds and transaction plausibility.
• Investigate unusual fund flows or transactions outside the known client profile.
• Work with Client Advisors, Relationship Managers and internal stakeholders to resolve cases.
• Gather information and documentation to understand and resolve complex cases.
• Define actions and remediation measures; escalate when risks cannot be mitigated.
• Ensure high-quality documentation of reviews and decisions.

Kenntnisse

KYC/AML compliance

Wealth Management

Private Banking

UHNW client handling

Analytical skills

Stakeholder collaboration

Jobbeschreibung

KYC / Compliance Review Specialist Wealth Management (Temporary)

For one of our clients in the Swiss financial services sector, we are looking for an experienced KYC / Compliance Review Specialist with a strong focus on Wealth Management and High Net Worth Clients for a temporary assignment.

Responsibilities

• Perform and assess KYC reviews of existing client relationships within the Wealth Management environment
• Conduct holistic assessments of KYC, compliance and client-related risks, particularly for complex and high-net-worth client relationships
• Analyse and challenge complex client circumstances and structures, including:
• complex family and wealth structures
• foundations, corporate entities and other legal structures
• real estate and assets across multiple jurisdictions
• cross-border activities and fund flows
• unusual transactions or business activities deviating from the expected client profile
• Assess whether Source of Wealth / Source of Funds, client activities and transactional behaviour are plausible and consistent with the known client profile
• Investigate unusual circumstances, such as unexpected fund flows to certain jurisdictions or transactions involving activities outside the client's known business
• Work closely with Client Advisors / Relationship Managers, Wealth Planning and other internal stakeholders
• Obtain and assess additional information and documentation required to understand and resolve complex cases
• Define appropriate actions and remediation measures where risks or documentation gaps are identified
• Escalate cases to the relevant Compliance functions where risks cannot be sufficiently explained or mitigated
• Ensure clear, comprehensive and high-quality documentation of reviews, assessments and decisions

Candidate Profile

• Several years of professional experience in KYC, AML and/or Compliance, ideally within a Swiss banking environment
• Strong understanding of Wealth Management / Private Banking
• Proven experience dealing with complex High Net Worth and/or Ultra High Net Worth clients
• Ability to understand, analyse and challenge complex wealth, corporate and client structures
• Strong experience in KYC reviews, risk assessments and Source of Wealth / Source of Funds analysis
• Excellent analytical skills and the ability to identify unusual or potentially inconsistent client activities
• Ability to independently assess cases and recommend appropriate actions or escalations
• Confident navigator with the ability to effectively challenge and collaborate with Relationship Managers and other stakeholders