Controller Compliance Rules

coni+partner AG; Zürich; Vor Ort; Vertraulich; Vollzeit

Zusammenfassung

A consultancy firm based in Zurich is seeking a Compliance Specialist to ensure compliance with banking regulations for an international bank. Responsibilities include monitoring regulations, conducting training, and reporting to management. Candidates should have a Master's or PhD in Law or Economics, and solid experience in banking compliance along with strong project management skills. Proficiency in both German and English is required. This role offers an opportunity to work closely with regulatory bodies and contribute to risk management efforts.

Qualifikationen

• Master's or PhD degree required.
• Professional experience in banking auditing or compliance.
• Knowledge of MiFID, AML, and EU-MAR regulations essential.

Aufgaben

• Ensure compliance with banking regulations and laws.
• Conduct training courses and monitor regulatory changes.
• Provide reports to senior management for decision-making.

Kenntnisse

Legal expertise

Financial regulation knowledge

Project management

Analytical skills

Team orientation

MS Office skills

Proficient in German

Proficient in English

Ausbildung

Master's or PhD in Law or Economics

Jobbeschreibung

<>coni + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.

Our client is the risk management department of an international bank in Zurich. We are looking for a compliance specialist (m, f, d) as

Controller Compliance Rules

Aufgaben

• Responsible for ensuring compliance with banking law regulations, regulatory requirements and internal rules in a as a 2nd line of defense (2nd LoD) function /
• Ensuring an independent compliance function (e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR) and its effectiveness in the operational business areas, including cross border business /
• Ensuring compliance with international cross-border regulations and the further development of internal rules and processes /
• Ensuring the controlling of compliance risks, the ongoing evaluation of the regulations issued for compliance and the possible effects, advising senior management /
• Ensuring that compliance implements the risk-oriented control programme /
• Ensuring regular, meaningful reporting to senior management, which serves as a basis for decision-making by the executive board /
• Ensuring unrestricted rights to information, inspection and auditing in business functions and IT systems /
• Cooperating with financial market supervisory authorities on regulatory issues, coordination work /
• Monitoring regulatory changes, communicating new developments and preparing analyses of possible impacts on the bank /
• Conducting target group-specific training courses /
• Ad hoc projects.

Qualifikation

• Master's or PhD in Law or Economics /
• Additional qualifications in the areas of compliance or governance /
• Professional experience in banking auditing in a large company as a manager or senior manager, in the business risk department of an international bank or in the compliance department of a financial market supervisory authority or the European Central Bank (ECB) /
• Specialization as a 2nd line of defense (2nd LoD) in financial market regulation and interest in the impact of regulatory changes on banking operations /
• Knowledge of e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR regulations /
• Experience in project management and the implementation of regulatory projects /
• Knowledge of regulatory requirements in Switzerland and Liechtenstein as well as European regulation /
• Analytical, proactive personality with a practical, solution- and results-oriented mindset and team orientation /
• Interest in coordination activities and giving presentations /
• IT flair and very good MS Office skills /
• German and English.

Please send us your documents for an initial contact by e-mail to contact@coni-partner. com or call us on [phone]. Mr. Ivano Coni would like to support you. Your application will be kept strictly confidential.

coni + partner ag

Ivano Coni

Managing Director

Klosbachstrasse 107

CH-8032 Zürich

Tel.: [phone]