Compliance Assistant - Reviews

Swissquote Bank SA; Gland; Vor Ort; CHF 80’000 - 100’000; Vollzeit

Zusammenfassung

A financial services firm in Switzerland is seeking a Compliance Assistant to join its Compliance Department. Responsibilities include conducting client reviews from an AML/CTF perspective, providing support to the front office, and assisting the Management. Ideal candidates will possess a bachelor's degree and 3-7 years of experience in financial services compliance. Proficiency in English and French, along with knowledge of the Swiss legal framework, is essential for success in this role.

Qualifikationen

• Bachelor's degree, preferably in Law, Economics, International Relations, or Political Science.
• 3-7 years of financial services compliance experience.
• Knowledge of the Swiss legal framework.

Aufgaben

• Carry out reviews of key clients from an AML/CTF standpoint.
• Conduct enhanced due diligence analyses.
• Draft formal compliance assessments.

Kenntnisse

AML/CTF knowledge

Analytical skills

Communication skills

Data analysis

Ausbildung

Bachelor's degree in Law, Economics, or similar

Certificate in Compliance Management

Tools

Excel

Jobbeschreibung

Company Description

• As a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be:
• Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
• Conducting enhanced due diligence analyses
• Drafting formal compliance assessments
• Providing support and advice to the front office and management
• Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior
• Serving as the key point of contact for complex cases
• Optimization of internal processes, including the review and drafting of internal guidelines

Qualifications

• Bachelor’s degree, preferably in Law, Economics, International Relations, Political Science or similar (a Certificate in Compliance Management is a very strong asset)
• 3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset)
• Knowledge of the Swiss legal framework
• Excellent command of English and French (German is a strong asset)
• Analytical and methodological approach
• Structured and professional working style
• Interest and experience in data analysis (including Excel)
• Excellent writing and communication skills
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment