Trade Surveillance Compliance Analyst

Scotiabank; Toronto; On-site; CAD 80,000 - 110,000; Full time

Job summary

A leading bank in the Americas is seeking a Compliance Officer in Toronto to enhance compliance efforts within Global Banking and Markets. The role requires a clear understanding of trading strategies and at least 5 years of experience in a financial institution. Candidates should possess excellent communication skills and teamwork abilities, as well as regulatory expertise. The position promotes a customer-focused culture and a high-performance environment.

Benefits

Inclusive work environment

Accessibility accommodation during recruitment process

Qualifications

• Minimum of 5 years of related experience in a financial institution.
• In-depth knowledge of regulatory compliance requirements.
• Strong independent working abilities.

Responsibilities

• Conduct post-trade market surveillance and review transactions.
• Assist in regulatory inquiries and gather necessary information.
• Develop and enhance surveillance program procedures.

Skills

Understanding of trading strategies

Excellent communication skills

Teamwork skills

Regulatory and compliance knowledge

Education

Post-Secondary education and/or professional designations

Canadian Securities Course

Trader Training Course

Tools

MS Office

Job description

A leading bank in the Americas is seeking a Compliance Officer in Toronto to enhance compliance efforts within Global Banking and Markets. The role requires a clear understanding of trading strategies and at least 5 years of experience in a financial institution. Candidates should possess excellent communication skills and teamwork abilities, as well as regulatory expertise. The position promotes a customer-focused culture and a high-performance environment.