Technology Audit Manager – Capital Markets

Kelly; Toronto; Hybrid; CAD 90,000 - 130,000; Full time

Job summary

Kelly in Toronto, ON, is hiring an experienced Technology Audit Manager to support capital markets technology audits. You will execute end-to-end engagements, test ITGCs and application controls, and evaluate control design and operating effectiveness across banking platforms.

The role requires 5+ years in internal or external audit with a focus on technology audits in banking/financial services; capital markets exposure is a plus.

Qualifications

• 5+ years of experience in Internal Audit or External Audit with a focus on Technology Audit.
• Hands-on experience testing IT General Controls (ITGCs) and Application Controls.
• Experience auditing technology environments within Banking or Financial Services.
• Strong understanding of technology risk, internal controls, audit methodologies, and regulatory expectations.
• Excellent analytical, documentation, communication, and stakeholder management skills.
• Ability to work independently while collaborating across audit and business teams.

Responsibilities

• Execute end-to-end technology audit engagements in line with internal audit standards and regulatory requirements.
• Perform testing and validation of IT General Controls (ITGCs) and Application Controls across critical technology platforms.
• Evaluate the design and operating effectiveness of technology controls supporting key business processes.
• Prepare comprehensive audit workpapers, findings, and recommendations with clear supporting documentation.
• Conduct risk assessments and contribute to audit planning activities.
• Validate remediation efforts and management action plans to ensure timely resolution of audit findings.
• Identify control gaps and recommend improvements to strengthen technology risk management and operational effectiveness.
• Monitor emerging technology, cybersecurity, regulatory, and industry trends impacting the financial services sector.
• Mentor junior auditors by providing technical guidance and supporting their professional development.
• Assist with audit administration, reporting, and coordination of audit activities.

Skills

Technology audit

ITGC testing

Application controls

Education

CISA

CPA

CIA

CISSP

Job description

Immediate Hiring | Technology Audit Manager - Capital Markets | Toronto, ON (Hybrid)

We are seeking an experienced Technology Audit Manager to support technology audit engagements within a leading financial institution. This role is primarily focused on executing technology audits, testing IT General Controls (ITGCs) and Application Controls, and evaluating the effectiveness of technology controls across banking applications. The ideal candidate will have a strong background in technology audit within the banking or financial services industry, with exposure to Capital Markets technology considered a strong asset.

Job Title:

Technology Audit Manager - Capital Markets

Location:

Toronto, ON (hybrid)

Duration:

Full Time / Permanent

Key Responsibilities

• Execute end-to-end technology audit engagements in accordance with internal audit standards and regulatory requirements.
• Perform testing and validation of IT General Controls (ITGCs) and Application Controls across critical technology platforms.
• Evaluate the design and operating effectiveness of technology controls supporting key business processes.
• Prepare comprehensive audit workpapers, findings, and recommendations with clear supporting documentation.
• Conduct risk assessments and contribute to audit planning activities.
• Validate remediation efforts and management action plans to ensure timely resolution of audit findings.
• Identify control gaps and recommend improvements to strengthen technology risk management and operational effectiveness.
• Monitor emerging technology, cybersecurity, regulatory, and industry trends impacting the financial services sector.
• Mentor junior auditors by providing technical guidance and supporting their professional development.
• Assist with audit administration, reporting, and coordination of audit activities.

Required Qualifications

• 5+ years of experience in Internal Audit or External Audit, with a strong focus on Technology Audit.
• Hands-on experience testing IT General Controls (ITGCs) and Application Controls.
• Experience auditing technology environments within the Banking or Financial Services industry.
• Strong understanding of technology risk, internal controls, audit methodologies, and regulatory expectations.
• Excellent analytical, documentation, communication, and stakeholder management skills.
• Ability to work independently while collaborating effectively across audit and business teams.

Preferred Qualifications

• Experience auditing technology supporting Capital Markets environments, including:
• Fixed Income
• Equities
• Commodities
• Exposure to technology audits within Wealth Management, Securities, Personal Banking, or Business Banking.
• Professional certifications such as CISA, CPA, CIA, CISSP, or related credentials are an asset.