Strategic Regulatory Initiatives Lead – Wealth Mgmt

Scotiabank; Toronto; On-site; CAD 100,000 - 120,000; Full time

Job summary

A leading bank in the Americas is looking for a Senior Manager in the Regulatory Initiatives Group in Toronto. This role is pivotal in analyzing regulatory developments and shaping strategic responses. Responsibilities include monitoring regulatory changes, leading impact assessments, and collaborating with legal and compliance teams. The ideal candidate has a relevant degree and significant experience in regulatory analysis within financial institutions.

Qualifications

• 5–10 years of experience in regulatory analysis, compliance, or business risk management within financial institutions.
• Experience at a CIRO Dealer Member or OSC Registrant, ideally in asset management or wealth management.

Responsibilities

• Monitor and analyze regulatory changes from CIRO, OSC, OSFI.
• Lead impact assessments of regulations on operations and products.
• Develop briefing materials and position papers.

Skills

Regulatory analysis

Compliance

Business risk management

Strong understanding of Canadian regulatory frameworks

Experience in industry consultations

Education

Relevant university degree

Job description

A leading bank in the Americas is looking for a Senior Manager in the Regulatory Initiatives Group in Toronto. This role is pivotal in analyzing regulatory developments and shaping strategic responses. Responsibilities include monitoring regulatory changes, leading impact assessments, and collaborating with legal and compliance teams. The ideal candidate has a relevant degree and significant experience in regulatory analysis within financial institutions.