Senior Tier 2 Compliance & Surveillance Lead

The Toronto-Dominion Bank; Toronto; On-site; CAD 108,000 - 164,000; Full time

Job summary

A leading financial institution in Toronto is seeking a seasoned compliance manager to lead surveillance teams and ensure adherence to regulations. Candidates must have 10 years of experience in risk management or compliance, a strong understanding of financial services, and excellent leadership skills. This position offers a competitive salary between $108,800 and $163,200 CAD with development opportunities.

Benefits

Comprehensive benefits package

Career development programs

Mentoring and training opportunities

Qualifications

• 10 years relevant experience in risk management or compliance.
• Strong analytical skills and understanding of compliance issues.
• Experience leading teams and resolving complex issues.

Responsibilities

• Lead teams for tier 2 surveillance and compliance activities.
• Act as an escalation point for compliance reviews and investigations.
• Develop and maintain knowledge of regulatory requirements.
• Identify and analyze compliance issues and provide reports.
• Participate in ongoing projects and provide guidance.

Skills

Compliance Management

Risk Management

Financial Services

Securities Law

Quality Systems

Research Experience

NIST Standards

SOX

PCI

Cost Accounting Standards

Education

Undergraduate degree

Relevant professional designations

Job description

A leading financial institution in Toronto is seeking a seasoned compliance manager to lead surveillance teams and ensure adherence to regulations. Candidates must have 10 years of experience in risk management or compliance, a strong understanding of financial services, and excellent leadership skills. This position offers a competitive salary between $108,800 and $163,200 CAD with development opportunities.