Senior Regulatory Compliance Lead

Canadian Imperial Bank of Commerce; Toronto; Hybrid; CAD 100,000 - 120,000; Full time

Job summary

A leading financial institution in Toronto is seeking a Senior Consultant for Regulatory Compliance Management. The role involves monitoring regulatory developments, conducting risk assessments, and advising business units on compliance requirements. Candidates should have a university degree and 5-10 years of experience in regulatory compliance management, with strong problem-solving and relationship-building skills. This position offers a flexible hybrid work environment and a range of competitive benefits.

Benefits

Competitive salary

Defined benefit pension plan

Employee share purchase plan

Qualifications

• A minimum of 5-10 years of progressively responsible business experience.
• Extensive experience in regulatory compliance management.
• Extensive knowledge of risk assessment and control concepts.
• Strong knowledge of risk and control principles applicable to financial institutions.
• Advanced problem-solving skills with demonstrated ability to address compliance issues.
• Proven ability to work independently with minimal supervision.

Responsibilities

• Monitor regulatory developments and communicate updates to business units.
• Conduct periodic risk assessments and evaluate compliance measures.
• Escalate identified regulatory risks and coordinate remediation efforts.
• Advise business units on regulatory compliance requirements.
• Develop and maintain metrics to monitor regulatory compliance risk.

Skills

Regulatory Compliance Management

Risk Assessment

Regulatory Requirements

Strategic Objectives

Quality Assurance Review

Quality Investigations

Education

University Degree

Job description

A leading financial institution in Toronto is seeking a Senior Consultant for Regulatory Compliance Management. The role involves monitoring regulatory developments, conducting risk assessments, and advising business units on compliance requirements. Candidates should have a university degree and 5-10 years of experience in regulatory compliance management, with strong problem-solving and relationship-building skills. This position offers a flexible hybrid work environment and a range of competitive benefits.