Senior Compliance Leader: Regulatory Risk & Advisory

BMO

Toronto

On-site

CAD 70,000 - 150,000

Full time

2 days ago
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Benefits offered by this job

Health insurance
Tuition reimbursement
Accident and life insurance
Retirement savings plans

Job summary

BMO Financial Group seeks a Senior Compliance Officer to join Regulatory Compliance for Canadian Personal & Business Banking. You will provide second-line oversight, advisory support to business partners, and help ensure products, channels and sales practices meet regulatory requirements.

The role requires deep knowledge of consumer protection regulations, strong stakeholder management and the ability to work independently in a fast-paced environment. Salary details are provided in the posting.

Qualifications

  • Strong knowledge of consumer protection regulations and marketing guidelines.
  • Ability to analyze regulatory developments and advise on implications.

Responsibilities

  • Provide second-line compliance oversight and advisory support to business partners.
  • Assist with risk assessments, monitoring, testing and surveillance activities.
  • Help implement and maintain compliance programs and policies.
  • Advise on regulatory changes and their impact on products and sales practices.
  • Develop and maintain compliance information for reporting and governance.

Skills

Regulatory compliance
Stakeholder management
Risk assessments
Analytical thinking
Communication (verbal & written)

Education

Post-secondary degree

Job description

BMO Financial Group seeks a Senior Compliance Officer to join Regulatory Compliance for Canadian Personal & Business Banking. You will provide second-line oversight, advisory support to business partners, and help ensure products, channels and sales practices meet regulatory requirements.

The role requires deep knowledge of consumer protection regulations, strong stakeholder management and the ability to work independently in a fast-paced environment. Salary details are provided in the posting.

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