Senior Compliance Lead, GBM & Treasury Canada Programs

Scotiabank; Toronto; On-site; CAD 80,000 - 120,000; Full time

Job summary

A leading Canadian banking institution is seeking a Senior Compliance Officer for their Global Banking & Markets and Treasury Compliance programs in Toronto. The role focuses on fostering regulatory relationships, supporting compliance initiatives, and requires a background in finance with strong analytical skills. Candidates should have 3-5 years of relevant experience and expertise in regulatory requirements.

Benefits

Competitive compensation

Comprehensive benefits plan

Opportunities for internal training

Support for community involvement

Qualifications

• 3-5 years of experience at a financial institution or regulated dealer.
• In-depth knowledge of regulatory and compliance requirements.
• Comprehensive understanding of IIROC dealer rules.

Responsibilities

• Support the governance of GBM&T Compliance Canada.
• Foster relationships with internal and external stakeholders.
• Assist in responding to regulatory inquiries.

Skills

Teamwork

Interpersonal skills

Conflict resolution skills

Strong analytical skills

Strategic thinking

Excellent oral communication

Excellent written communication

Education

Post-Secondary education

Securities licenses (e.g., CPH, TTC)

Tools

Excel

Macros and custom coding

Job description

A leading Canadian banking institution is seeking a Senior Compliance Officer for their Global Banking & Markets and Treasury Compliance programs in Toronto. The role focuses on fostering regulatory relationships, supporting compliance initiatives, and requires a background in finance with strong analytical skills. Candidates should have 3-5 years of relevant experience and expertise in regulatory requirements.