Senior Compliance Advisory: Bank Act & Regulatory Risk

Rogers Communications, Inc.; Toronto; On-site; CAD 100,000 - 125,000; Full time

Job summary

A leading Canadian financial services firm is seeking a Senior Manager, Compliance Advisory to ensure regulatory compliance and mitigate risks. The role requires over 7 years of experience in regulatory compliance management and deep financial services industry knowledge. The chosen candidate will advise on regulatory obligations, conduct compliance training, and develop strong working relationships with stakeholders. This full-time position is based in Toronto, offering an environment dedicated to diversity, equity, and inclusion.

Benefits

Health & well-being benefits

Donation matching

Paid time off for volunteering

Pension plan

Employee stock options

Generous employee discounts

Leadership development

Qualifications

• 7+ years of experience in regulatory compliance management, advisory and internal controls.
• Deep financial services industry knowledge.
• Significant knowledge of regulatory requirements applicable to federally regulated financial institutions.

Responsibilities

• Advise on regulatory compliance related to the Bank Act.
• Ensure regulatory risks are identified and mitigated.
• Develop compliance training specific to the consumer provisions of the Bank Act.

Skills

Regulatory compliance management

Analytical skills

Communication

Financial services knowledge

Education

Degree in business, legal or related discipline

MBA, CA, CIA or other professional-related qualification

Job description

A leading Canadian financial services firm is seeking a Senior Manager, Compliance Advisory to ensure regulatory compliance and mitigate risks. The role requires over 7 years of experience in regulatory compliance management and deep financial services industry knowledge. The chosen candidate will advise on regulatory obligations, conduct compliance training, and develop strong working relationships with stakeholders. This full-time position is based in Toronto, offering an environment dedicated to diversity, equity, and inclusion.