Senior CCO — Cross-Border Compliance (Hybrid)

Bellwether Investment Management; Oakville; On-site; CAD 100,000 - 140,000; Full time

Job summary

A leading investment management firm in Ontario is seeking a Chief Compliance Officer to oversee its Canadian compliance program. This senior leadership role requires deep regulatory knowledge and a track record of cross-border compliance. The ideal candidate will collaborate with executive leadership and manage compliance across Canadian and U.S. regulatory frameworks. The firm offers competitive compensation, benefits, and a flexible hybrid work model.

Benefits

Competitive compensation

Performance-based bonus

Comprehensive benefits package

Flexible hybrid work model

Qualifications

• Must meet OSC registration requirements to act as Chief Compliance Officer under NI 31-103.
• Minimum 7–10 years of senior compliance experience within the Canadian investment management or wealth management industry.
• Strong understanding of Canadian securities laws and regulatory frameworks.

Responsibilities

• Serve as the designated Chief Compliance Officer under NI 31-103.
• Lead all aspects of the Canadian compliance program.
• Monitor regulatory developments and advise senior leadership.

Skills

Senior compliance experience

Regulatory knowledge

Communication skills

Leadership skills

Education

OSC registration requirements

Canadian Securities Course (CSC)

Chief Compliance Officers Qualifying Exam / OPD

Job description

A leading investment management firm in Ontario is seeking a Chief Compliance Officer to oversee its Canadian compliance program. This senior leadership role requires deep regulatory knowledge and a track record of cross-border compliance. The ideal candidate will collaborate with executive leadership and manage compliance across Canadian and U.S. regulatory frameworks. The firm offers competitive compensation, benefits, and a flexible hybrid work model.