Senior AVP, Global Compliance Monitoring & Oversight

Sun Life Financial; Toronto; Hybrid; CAD 140,000 - 225,000; Full time

Job summary

A leading financial services firm in Toronto is seeking an AVP, Regulatory Compliance Management. The role focuses on strategic leadership in compliance, ensuring adherence to regulatory requirements. Candidates should have at least 10 years of experience in compliance or auditing and possess advanced education and professional designations. This position offers a competitive salary range and a hybrid work environment.

Benefits

Flexible work options

Diversity and inclusion initiatives

Incentive plans based on performance

Qualifications

• Minimum 10 years in regulatory compliance, audit, or risk and controls.
• Demonstrated leadership in Regulatory Compliance Management frameworks.
• Strong understanding of OSFI’s E-13 Guideline.

Responsibilities

• Lead strategic direction for compliance monitoring and testing.
• Direct planning of annual M&T program.
• Oversee quality assurance program for compliance.

Skills

Regulatory compliance

Audit

Leadership

Change management

Communication

Education

Advanced post-secondary education

Professional designations (e.g., CIA, CPA, CCEP)

Tools

GRC tools (Archer preferred)

Job description

A leading financial services firm in Toronto is seeking an AVP, Regulatory Compliance Management. The role focuses on strategic leadership in compliance, ensuring adherence to regulatory requirements. Candidates should have at least 10 years of experience in compliance or auditing and possess advanced education and professional designations. This position offers a competitive salary range and a hybrid work environment.