Regulatory Operations Lead – GWO (18-Month)

Scotiabank; Toronto; On-site; CAD 80,000 - 100,000; Full time

Job summary

A leading financial institution is seeking an Assistant Manager for Regulatory Operations Control in Toronto. This role involves driving an efficient regulatory control function, executing monitoring controls, and managing disputes. Candidates should have a Business/Finance degree, strong Microsoft Excel skills, and at least 2 years of experience in the Capital Markets environment. The position offers a competitive rewards program, professional development opportunities, and a commitment to diversity and inclusion.

Benefits

Competitive rewards program

Flexible vacation and personal days

Comprehensive benefits from day one

Opportunities for professional development

Qualifications

• 2+ years of experience in a Capital Markets environment.
• Solid understanding of the Bank’s various areas including Technology, Risk Management, and Compliance.
• Prior operations or project experience in management or business analyst role considered an asset.

Responsibilities

• Drive efficient Regulatory Control function focused on regulations.
• Execute daily and periodic monitoring control.
• Manage end-to-end resolution of valuation/collateral disputes.
• Support internal audit and regulatory audits or queries.
• Liaise with various stakeholders to address regulatory issues.

Skills

Strong MS Excel skills

Analytic and problem-solving capability

Strong relationship building competencies

Presentation and written communication skills

Education

Business/ Finance degree or equivalent

Tools

PowerBI

Job description

A leading financial institution is seeking an Assistant Manager for Regulatory Operations Control in Toronto. This role involves driving an efficient regulatory control function, executing monitoring controls, and managing disputes. Candidates should have a Business/Finance degree, strong Microsoft Excel skills, and at least 2 years of experience in the Capital Markets environment. The position offers a competitive rewards program, professional development opportunities, and a commitment to diversity and inclusion.