Regulatory CPA Auditor – Investor Protection & Compliance

Ontario Securities Commission; Toronto; On-site; CAD 70,000 - 90,000; Full time

Benefits offered by this job

Diverse and inclusive work environment

Job summary

A regulatory body for capital markets in Ontario is seeking a CPA for the Registration, Inspections & Examinations Division. The role involves conducting reviews to ensure compliance with securities laws, preparing reports on non-compliance, and engaging with stakeholders for balanced solutions. Ideal candidates should have at least one year of post-CPA audit experience. Join a diverse, supportive workplace that values investor protection and market confidence.

Qualifications

• Minimum 1 year of audit and assurance experience post CPA.
• Experience at an audit and assurance firm.
• Knowledge of investment management or financial services is an asset.

Responsibilities

• Conduct reviews of registered firms to assess compliance with securities laws.
• Prepare formal reports detailing non-compliance and corrective actions.
• Engage with stakeholders to address non-compliance.

Skills

Audit and assurance experience

Stakeholder engagement

Creative problem-solving

Effective communication

Collaborative working relationships

Education

Membership in good standing with CPA Ontario

Job description

A regulatory body for capital markets in Ontario is seeking a CPA for the Registration, Inspections & Examinations Division. The role involves conducting reviews to ensure compliance with securities laws, preparing reports on non-compliance, and engaging with stakeholders for balanced solutions. Ideal candidates should have at least one year of post-CPA audit experience. Join a diverse, supportive workplace that values investor protection and market confidence.