Manager, Regulatory Controls & Governance

IFG International Financial Group Ltd; Canada; On-site; CAD 80,000 - 110,000; Full time

Job summary

A leading financial services firm in Canada is looking for a full-time Manager, Regulatory Controls & Governance. Responsibilities include creating a regulatory reporting control framework, maintaining documentation, and tracking issues. Candidates should have 4-6 years of experience in regulatory reporting and a CPA is preferred. Interested applicants can send their resumes directly to the hiring manager.

Qualifications

• 4-6+ years in regulatory reporting, audit, SOX, or control functions.

Responsibilities

• Support creation of regulatory reporting control framework.
• Maintain documentation, policies, procedures, and control libraries.
• Track issues and remediation plans across regulatory reporting.
• Develop dashboards and management reporting packages.
• Perform data-element validation and testing for regulatory returns.
• Support automation of reporting workflows and control activities.

Skills

Analytical skills

Documentation skills

Control assessment skills

Cross-functional collaboration

Stakeholder management

Education

CPA preferred

Audit/controls experience

Job description

Our client, located in the downtown core is looking to hire a Manager, Regulatory Controls & Governance. This is a full time role that requires you to support the design and execution of controls and governance processes for regulatory reporting, including documentation, issue-tracking, and oversight reporting.

Key Responsibilities

• Support creation of regulatory reporting control framework
• Maintain documentation, policies, procedures, and control libraries
• Track issues and remediation plans across regulatory reporting
• Develop dashboards and management reporting packages
• Perform data-element validation and testing for regulatory returns
• Support automation of reporting workflows and control activities

Qualifications

• CPA preferred; audit/controls experience highly valued
• 4-6+ years in regulatory reporting, audit, SOX, or control functions
• Strong analytical, documentation, and control assessment skills
• Ability to work cross-functionally and manage stakeholder

If you have the skills required to be successful in this role and you would like to learn more, please send your updated resume in MS Word format to Shawn Bullen CPA, CA at [e-mail].

Other opportunities can be viewed at www.ifg-global.com.