Manager, Regulatory Compliance & Governance

TechAlliance of Southwestern Ontario, London Economic Development Corporation; Toronto; On-site; CAD 102,000 - 152,000; Full time

Benefits offered by this job

Health benefits

Pension plan

Education reimbursement

Volunteer day

Job summary

Canada Life’s 1B Business Risk and Control team seeks a Manager, Regulatory Compliance & Governance to lead regulatory compliance for the Wealth & Advice unit and its subsidiaries. Reporting to the AVP, you will provide oversight of compliance frameworks aligned with OSFI/CIRO and other regulations, guiding subsidiaries and ensuring regulatory alignment.

The role emphasizes developing metrics, coordinating regulatory change programs, and delivering practical, risk-based advice across business

Qualifications

• 5+ years of progressive compliance experience within financial services.
• Ability to interpret complex regulatory requirements into practical solutions.
• Experience managing or mentoring teams.
• Degree in finance, business, or law or equivalent.
• Proficiency with Office suite; familiarity with compliance systems.

Responsibilities

• Provide oversight of regulatory compliance across wealth and asset management subsidiaries.
• Lead regulatory change programs and interpret changes for operations.
• Monitor remediation of compliance deficiencies and coordinate audits.
• Develop and maintain compliance metrics and reporting.
• Collaborate with business partners to provide risk-based guidance.
• Execute testing of controls related to regulatory compliance obligations.

Skills

Regulatory compliance

Governance

Regulatory change management

Stakeholder engagement

Risk assessment

Education

University degree in finance, business, or law

College diploma

Tools

MS Office

Compliance management systems

Risk assessment tools

Job description

Manager, Regulatory Compliance & Governance

Description:

Permanent Full Time

Do you want to be part of a supportive and collaborative team? Do you want every day to involve new and interesting challenges? Do you want to make a difference to the company and its customers? If so, we’re searching for the right candidate to join Canada Life’s 1B Business Risk and Control team. As the organization continues to advance its Business Risk & Control function, we are seeking aManager, Regulatory Compliance & Governance to join the team supporting the Wealth & Advice business unit and its subsidiaries.

Reporting to the AVP, Business Risk and Control, you will play a key leadership role in ensuring the Wealth & Advice business unit’s adherence to regulatory requirements and internal policies. You will provide oversight of regulatory compliance for our wealth and asset management businesses and work closely with subsidiary compliance teams.

What you will do

• Provide advice and oversight on the development, implementation and maintenance of the compliance framework aligned with financial services regulations (e.g. OSFI, CIRO), as well as other applicable federal and provincial regulations, to ensure business alignment with regulatory expectations
• Manage and/or monitor the implementation of regulatory change programs across the business unit, including working closely with wealth and asset management subsidiary compliance teams to interpret regulatory changes, assess impact on business operations, and engage stakeholders accordingly in assessing and implementing required changes
• Monitor, oversee and report on the remediation of compliance related deficiencies, including but not limited to internal audit, 2nd line of defence compliance monitoring and assessment, quality assurance, risk events and other ad hoc reviews
• Provide oversight related to subsidiary governance and conduct risk management as it relates to regulatory compliance management obligations associated with the Wealth & Advice business unit and its subsidiaries
• Complete compliance risk assessments and thematic reviews to assess emerging risk themes for each wealth and asset management subsidiary
• Develop and maintain business unit specific compliance metrics and reporting
• Work collaboratively with business and functional partners to provide practical, risk-based oversight and advice on a wide range of matters impacting our wealth and asset management businesses
• Execute testing of controls related to regulatory compliance obligations

What you will bring

• 5+ years of progressive compliance experience within the financial services industry
• An in-depth knowledge of applicable securities legislation/regulation is considered an asset
• Proven ability to interpret complex regulatory requirements and translate them into practical business solutions
• 2+ years of experience in the business/functional area with people management role considered an asset
• Strong analytical and problem-solving skills, with the ability to assess complex issues and recommend practical solutions
• Excellent communication and interpersonal skills, with the ability to collaborate effectively across teams
• Strong organizational skills and attention to detail, with the ability to manage multiple priorities
• Proficiency in Microsoft Office applications (Outlook, Excel, Word, PowerPoint); experience with compliance management systems and risk assessment tools is considered an asset
• University degree or college diploma (preferably in finance, business, or law); or equivalent

The base salary for this position is between $102,000 - $152,000 annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.

Career opportunities will be open a minimum of 5 business days from the date of posting, closing dates will vary depending on the search activity. All applications received will be reviewed on a rolling basis.

Grow with Canada Life

We’reunited by a shared purpose: to improve the financial,physicaland mental well-beingof Canadians. Our company is trusted by 1 in 3 Canadians and contributes to the strength of communities across the country.

We’relooking for people who live our values everyday: we step up, we do the right thing, and we deliver – for our customers,communitiesand each other.Are you someone who always strives to do the right thing, who steps up for themselves and others, and who delivers with impact? Then we want to hear from you!

What we offer

We’re committed to supporting our employees through every stage of their career. Here’s what you can expect as a full-time or part-time permanent team member:

• Career Development: Opportunities for career advancement, access to industry-leading learning programs and up to$2,000 annuallytowardseducation reimbursement.
• Health & Wellness: Flexible health and dental benefits,plus a $5,000 mental health benefit to support your well-being.
• Time Off: In addition to regular vacation andpersonal days,we support communityinvolvement with avolunteer day.
• Financial Security: Company-matching pension plan,share ownership program andadditionalinvestment options.
• Rewards and Recognition: Employee recognition programs, service milestone celebrations, employee discounts and more!
• Emphasis onCommunity: We provide aworkplace whereemployeesfeel connected and supported throughEmployee Resource Groups (ERGs),mentorshipprograms,socialclubsandevents.

Learn moreaboutCanada Life .

We’recommitted to removing barriers and ensuring equal access to employment. Applicants requiring reasonable accommodation during the application process may contact [e-mail]. All information provided will be handledin accordance withapplicable laws and Canada Life policies.

Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted.

Location

Toronto, ON, CA London, ON, CA Winnipeg, MB, CA