IT Audit Manager: Banking & Compliance

The Toronto-Dominion Bank (Canada); Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

The Toronto-Dominion Bank in Toronto, Ontario is seeking an experienced Audit professional to join our team. You will execute end-to-end audits, test IT general and application controls, and contribute to risk mitigation across the bank’s businesses.

With 5+ years of relevant experience and a strong background in banking audits, you will work collaboratively in a fast-changing environment, ensuring integrity and adherence to regulatory guidelines while delivering timely, high-quality findings.

Qualifications

• Over 5 years of relevant experience with undergraduate degree or relevant professional certifications (CISA, CISSP preferred).
• Experience testing IT General Controls and Application Controls.
• Banking industry experience preferred (Wealth Management, Securities, Personal Banking, or Business Banking).
• Knowledge of operations, risk, change, and project methodologies.
• Strong communication skills to interact clearly and effectively in a fast-changing environment.
• Ability to use software tools, Windows applications, data analysis and reporting techniques.

Responsibilities

• Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion.
• Ensuring the completion of assigned programs and risk assessment to mitigate risks and improve effectiveness across the business.
• Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management.
• Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
• Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes.
• Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results.

Skills

Audit expertise

Communication skills

Data analysis

Risk assessment

Team collaboration

Education

Undergraduate degree

CISA/CISSP certification

Tools

Audit software

Windows applications

Data analysis tools

Job description

The Toronto-Dominion Bank in Toronto, Ontario is seeking an experienced Audit professional to join our team. You will execute end-to-end audits, test IT general and application controls, and contribute to risk mitigation across the bank’s businesses.

With 5+ years of relevant experience and a strong background in banking audits, you will work collaboratively in a fast-changing environment, ensuring integrity and adherence to regulatory guidelines while delivering timely, high-quality findings.