Global Marketing Compliance Analyst

agf; Toronto; On-site; CAD 60,000 - 80,000; Full time

Benefits offered by this job

Competitive total rewards

Retirement savings plan

Job summary

AGF Management Limited is seeking a Compliance professional to join the Marketing & Communications Compliance team in Toronto. The role will review and approve institutional, retail and private client marketing and sales materials to ensure regulatory compliance across AGF Investments and its entities.

You will work with the global compliance team, prepare periodic reports, maintain records, support special projects, and enhance awareness of Canadian regulatory frameworks and investment

Qualifications

• University degree supplemented by industry courses and/or accreditations (e.g. Canadian Securities Course).
• Knowledge of capital markets and asset management industry with experience in the industry.
• Desire to learn about AGF, its products and the investment management industry through the lens of reviewing sales communications and client reporting.
• Basic understanding of the Canadian regulatory framework and ability to interpret legislation (i.e. NI 81-102, NI 81-105, NI 45-106, NI 31-103, OSC Guidance).
• Strong analytical skills and a high degree of attention to detail.
• Strong communication and project management skills.
• Ability to multi-task and prioritize delivering high quality results within deadlines as a collaborative member of a team.

Responsibilities

• Review and approve institutional, retail and private client marketing and sales communication materials for AGF Investments' global investment management and private client entities to ensure compliance with regulatory requirements (including website content, product profiles, sales presentations, video commentaries, podcasts, social media posts, RFPs, due diligence questionnaires etc.)
• Review daily email communications, preparing periodic reports and escalations as necessary
• Review social media posts, preparing periodic reports and escalations as necessary
• Ensure appropriate records are maintained in relation to compliance monitoring
• Ensure procedural documents are up to date
• Special projects and initiatives as assigned, including backing up the team and providing additional coverage as needed

Skills

Capital markets knowledge

Analytical skills

Communication skills

Project management

Multitasking

Education

University degree + industry courses

Job description

AGF Management Limited is seeking a Compliance professional to join the Marketing & Communications Compliance team in Toronto. The role will review and approve institutional, retail and private client marketing and sales materials to ensure regulatory compliance across AGF Investments and its entities.

You will work with the global compliance team, prepare periodic reports, maintain records, support special projects, and enhance awareness of Canadian regulatory frameworks and investment