Director, Regulatory & Legal Entity Reporting

05 Morgan Stanley Canada Ltd

Toronto

Híbrido

CAD 120.000 - 150.000

Jornada completa

14 días+
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Descripción de la vacante

Morgan Stanley Canada Ltd in Toronto seeks a Director-level Regulatory and Legal Entity Reporting Controller to lead accurate, timely regulatory filings for Canadian entities and to drive reporting controls and process improvements. The role partners with Finance, Compliance, Operations and Technology to resolve issues and implement changes.

The candidate should bring CPA designation, IFRS knowledge, 6+ years of relevant experience, and strong experience with regulatory capital filings.

Formación

  • Advanced understanding of Finance functional area, product and/or client segment.
  • Ability to identify and communicate risks with stakeholders.
  • Experience with regulatory reporting for Canadian broker-dealers, banks or financial institutions.

Responsabilidades

  • Lead end-to-end regulatory reporting for Canadian member firm entities (CIRO filings).
  • Implement evolving regulatory, accounting, and business requirements impacting regulatory reporting.
  • Support regulatory audits, including evidence preparation and issue resolution.
  • Collaborate with Finance, Operations, Compliance, Technology, and business stakeholders.
  • Strengthen reporting controls through governance, standardization, documentation and data quality oversight.
  • Drive automation and analytics to improve reporting accuracy and efficiency.

Conocimientos

Finance knowledge
Regulatory risk awareness
Audit experience
Regulatory capital knowledge
Risk communication
External auditors collaboration
Automation / analytics
Microsoft 365

Educación

CPA Canada or equivalent designation

Herramientas

Microsoft 365

Descripción del empleo

Morgan Stanley Canada Ltd in Toronto seeks a Director-level Regulatory and Legal Entity Reporting Controller to lead accurate, timely regulatory filings for Canadian entities and to drive reporting controls and process improvements. The role partners with Finance, Compliance, Operations and Technology to resolve issues and implement changes.

The candidate should bring CPA designation, IFRS knowledge, 6+ years of relevant experience, and strong experience with regulatory capital filings.

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