Director, Compliance Internal Audit

RBC; Toronto; On-site; CAD 140,000 - 210,000; Full time

Benefits offered by this job

Total rewards program

Bonuses and flexible benefits

Stock options where applicable

Job summary

RBC is seeking a Director of Canada and Enterprise Compliance Audit to lead the strategy and execution of regulatory compliance assurance across first and second-line controls. This leader will shape an enterprise COE, oversee a cross-functional team of senior managers and managers, and partner with Global Audit to align coverage with regulatory priorities.

Strong data analytics, risk management, and stakeholder engagement are essential.

Qualifications

• 7–10 years in a financial institution or regulatory compliance.
• Deep knowledge of Canadian risk governance frameworks (OSFI) and regulatory compliance domains.
• Experience with audit planning, risk-based plan development, and executive-level reporting.
• Leadership and people management experience.
• Understanding of data analytics and technology in assurance work.
• University degree in business, accounting or law.

Responsibilities

• Lead end-to-end audit planning and assess the effectiveness of risk management practices in regulatory compliance.
• Lead a team of Sr. Managers and Managers delivering the audit plan and develop future talent.
• Develop audit findings and recommendations for process optimization and compliance programs.
• Develop the Compliance COE and provide advisory support to audit teams on first and second-line controls.
• Develop standard audit programs and training for CAE auditors to upskill regulatory knowledge.
• Lead continuous monitoring and assurance using data analytics to identify emerging risks.
• Maintain strong relationships with senior leadership in Regulatory Compliance and Audit.

Skills

Regulatory compliance

Auditing

Leadership

Risk management

Data analytics

Stakeholder management

OSFI knowledge

Education

University degree in business or accounting

Professional designation (CPA/CIA) or regulatory certifications

Job description

Job Description

TheDirector, Canada and Enterprise Compliance Auditis a strategic leader within theGlobal Compliance Auditteam under theChief Audit Executive (CAE) Group. Reporting to theHead of Enterprise and Canada Compliance Audit, this is a new position and role that will drive assurance activities for theEnterprise Compliance portfolio, overseeingsecond-line 2A/2B Compliance and Privacy functions. As asolution-oriented leader, the Director combines deep expertise infinancial regulatory requirements(e.g., market conduct, business conduct, privacy, and consumer protection) with robustrisk management frameworks.

This high-visibility role is ideal for professionals passionate abouttransforming compliance and assurance practicesthrough strategic innovation. In this role you will partner with Global Audit leaders to shapeCompliance coverage strategiesacrossfirst and second-line audits, ensuring alignment with regulatory priorities, and develop a Compliance COE that serves as atrusted advisorto auditees, business platforms, and regional audit teams, fostering collaboration and proactive risk coverage globally.

What will you do?

• Audit Planning using a risk-based approach lead the end-to-end planning, execution and assesses the effectiveness of key risk management practices within Regulatory Compliance second line of defense.
• Lead a team of Sr. Managers and Managers delivering on regulatory compliance audit plan and developing future talent while maintaining a positive, collaborative and growth-oriented team mindset.
• Working closely with internal clients at all levels in developing audit findings, audit reports and recommendations regarding business process optimization, implementing regulatory compliance management program, internal control, and compliance.
• Lead the development of Compliance CoE, remaining abreast of regulatory changes to provide effective advisory support to audit teams in covering first line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing (under OSFI E13 Guidelines).
• Develop and maintain Regulatory Compliance Standard Audit Programs and training programs for auditors across the CAE Group to upskill regulatory knowledge.
• Lead the development of continuous monitoring and continuous assurance using data analytics to monitor and report key emerging inherent risk areas and weaknesses in control environment.
• Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit.

What do you need to succeed?

Must-Haves:

• 7-10 years of experience in a financial institution, professional consulting/accounting firm or regulatory compliance.
• Deep expertise in Canadian risk governance frameworks (i.e. OSFI E-13, Operational Risk framework, etc.) and regulatory compliance domains (i.e. market conduct, privacy, consumer protection, etc.).
• Knowledge and experience with audit planning including risk-based audit plan development, project management, report and issue writing, managing executive-level client meetings and relationships, and audit committee reporting / presentation preparation.
• Leadership and people management experience managing.
• Understanding of data analytics and technology, and demonstrated experience with incorporating into assurance work.
• University degree (e.g. business, accounting, legal).

Nice to have:

• Professional designation or Master’s degree (e.g. CPA, CIA, regulatory compliance certifications).
• Experience with regulatory issue validation in a large financial institution.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communitiesand achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissionsand stock where applicable.
• Work with and learn from our extensive global network of people, including risk management professionals, data scientists, researchers, and various subject matter experts.
• Leaders who support your development through coaching and managing opportunities.
• Opportunities to do challenging work.

Job Skills

Adaptability, Auditing, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Multi-Level Communication, Organizational Savvy and Politics, Results-Oriented

Additional Job Details

Address:

20 KING ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-08-19

Application Deadline:

2026-09-11

Note** : ** Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.