Corporate Branch Manager

Socket.dev; Vancouver; On-site; CAD 85,000 - 111,000; Full time

Benefits offered by this job

Flexible benefits

Hybrid work environment

Performance bonus

Telemedicine

Job summary

Investia Financial Services Inc. in Vancouver is seeking a Corporate Branch Manager to oversee advisor activities, support compliance operations, and maintain regulatory standards across the organization.

You will review new accounts, supervise trades, guide advisors, and collaborate with compliance teams to promote best practices and protect client interests while contributing to a culture of trust and continuous development.

Qualifications

• University degree or equivalent post-secondary education.
• Strong knowledge of the mutual fund industry and regulatory environment.
• 2–3 years of compliance supervision experience and 3–5 years in financial services.
• Completed CIFC/EMP or CSC.
• Completed ETF & Liquid Alternatives Courses.
• Completed BMC.
• Excellent English language skills in speech and writing.

Responsibilities

• Supervise trading activities for a region of independent mutual fund advisors, ensuring compliance with regulations and policies.
• Oversee Advisor activities and maintain compliance policies across offices.
• Review and approve new account openings and KYC updates, ensuring documentation is complete.
• Investigate and follow up on questionable transactions and escalation issues.
• Monitor trends, notify stakeholders, and implement corrective actions to mitigate risk.
• Provide education, guidance, and ongoing support to advisors.
• Support other Corporate Branch Managers to ensure seamless operations.
• Collaborate with order affirmation and compliance teams on timely expertise.
• Participate in compliance projects and regional regulatory initiatives.

Skills

Compliance supervision

Mutual fund knowledge

Regulatory interpretation

Relationship management

English proficiency

Analytical thinking

Education

University degree or equivalent

CIFC

EMP

CSC

ETF & Liquid Alternatives courses

Branch Managers Course (BMC)

Tools

KYC review process

Job description

Job Description

Build the future with us

Are you driven by the mutual fund industry, with a passion for compliance? Are you looking for an opportunity to contribute to a company that helps clients feel confident and secure about their future?

As a Corporate Branch Manager, you will play a key role in overseeing advisor activities, supporting compliance operations, being a relationship manager and maintaining strong regulatory standards across the organization.

In this role, you will support a region of advisors by reviewing and approving new accounts and KYC updates, supervising trades, and helping ensure compliance with regulatory requirements and internal policies. You'll also be a trusted partner of advisors, providing guidance, and support while collaborating closely with compliance teams and internal business partners to promote best practices and protect client interests.

This is an excellent opportunity to apply your compliance expertise, industry knowledge, and sound judgment within a collaborative and people-focused environment where your contributions will make a meaningful impact every day.

At iA Financial Group, you'll find a culture built on trust, collaboration, and continuous development, along with the flexibility and support to help you grow your career and reach your full potential.

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What you’ll accomplish with us

As a Corporate Branch Manager, you’ll be at the core of our mission. Here are your main responsibilities:

• Supervise trading activities for a region of independent mutual fund advisors, ensuring compliance with regulatory requirements and internal policies.

• Oversee Representative activities and maintain compliance policies and procedures across all assigned offices.

• Review and approve new account openings and KYC updates, ensuring suitability requirements are met and documentation is accurate and complete.

• Investigate and follow up on questionable transactions, and escalation issues as required.

• Monitor trends, communicate findings to stakeholders, and implement corrective actions to mitigate risks and enhance compliance.

• Provide education, expert guidance, and ongoing support, serving as a trusted resource for advisors.

• Provide coverage and support to other Corporate Branch Managers within the Account Supervision team to ensure seamless operations.

• Support the order affirmation team, compliance teams, and other business units by delivering timely expertise and collaboration.

• Participate in compliance-related projects and initiatives that support continuous improvement and regulatory excellence.

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What could accelerate your success in this role?

We’re looking for someone who:

• Holds a university degree or equivalent post-secondary education.

• Brings strong knowledge of the mutual fund industry and its regulatory environment.

• Has a minimum of 2 to 3 years of compliance supervision experience and 3 to 5 years of experience in the financial services industry.

• Has completed the Canadian Investment Funds Course (CIFC) and Exempt Market Products Course (EMP), or the Canadian Securities Course (CSC).

• Has completed the Relevant and Current Exchange-Traded Funds and Liquid Alternatives Courses.

• Has completed the Branch Managers Course (BMC).

• Demonstrates the ability to understand, analyze, and interpret regulatory requirements and legislation.

• Possesses a strong command of the English language, both spoken and written.

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Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence.

• AI is in everyone's hands, empowering you to increase your personal effectiveness while supporting the organization's growth.

• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.

• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.

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Competitive Benefits

• Flexible group insurance plans.

• Competitive retirement savings plan.

• Employee share purchase plan.

• Vacation program, wellness days, and personal development days.

• Telemedicine services.

• Employee and Family Assistance Program.

• Performance bonus, discounts on iA products, and much more.

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Location(s)

Vancouver / 988 Broadway West

Other Possible Location(s)

Company

Investia Financial Services Inc.

Posting End Date

2026-08-22

Company Overview

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

* iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto

Our Commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.

For positions posted in British Columbia:

The typical hiring range for this position is between $84,691 and $111,156 CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role. At iA, we are committed to offering a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.