Control Room Compliance Leader - Private Side (Canada)

RBC; Toronto; On-site; CAD 80,000 - 110,000; Full time

Job summary

A leading global financial institution in Toronto is seeking a candidate responsible for regulatory compliance management and oversight. This role entails conducting audits, responding to regulatory requests, and managing compliance-related issues. The ideal candidate has a Bachelor's degree and over 5 years of experience in Capital Markets, with strong skills in communication and risk management. This position offers a full-time contract with opportunities for career advancement.

Benefits

Comprehensive Total Rewards Program including bonuses

Development opportunities through coaching

Qualifications

• 5+ years of progressive Compliance or related experience.
• Knowledge and experience with Capital Markets products and services.
• Completion of the Canadian Securities Course and Conduct and Practices Handbook Exams.

Responsibilities

• Conduct annual and ad-hoc in-person training for all supported business segments.
• Ensure regulatory compliance issues are identified and resolved.
• Respond to compliance-related audit examinations and regulatory requests.

Skills

Audits Compliance

Capital Markets

Communication

Regulatory Compliance

Risk Management

Education

Bachelor's Degree

University degree in business, finance, economics, or related discipline

Job description

A leading global financial institution in Toronto is seeking a candidate responsible for regulatory compliance management and oversight. This role entails conducting audits, responding to regulatory requests, and managing compliance-related issues. The ideal candidate has a Bachelor's degree and over 5 years of experience in Capital Markets, with strong skills in communication and risk management. This position offers a full-time contract with opportunities for career advancement.