Compliance & Surveillance Specialist – Financial Services

Scotiabank; Ottawa; On-site; CAD 70,000 - 90,000; Full time

Job summary

A leading bank in the Americas is seeking a Compliance Officer in Ottawa. This role involves ensuring compliance with regulations, conducting oversight, and contributing to a customer-focused culture. Candidates should have strong analytical skills, relevant experience in the financial industry, and a commitment to maintaining compliance standards. The position offers a competitive rewards package and opportunities for career development.

Benefits

Performance bonus

Employee Share Ownership Program

Pension Plan Matching

Health benefits from day one

Career development opportunities

Qualifications

• 3+ years of relevant experience in the financial industry.
• Accreditations like CSI Industry courses are an asset.
• Strong understanding of securities and investment strategies.

Responsibilities

• Conduct compliance oversight and surveillance.
• Execute regulatory compliance monitoring programs.
• Identify gaps in existing compliance programs.

Skills

Analytical skills

Verbal communication

Written communication

Interpersonal skills

Attention to detail

Education

College Diploma or University Degree

Job description

A leading bank in the Americas is seeking a Compliance Officer in Ottawa. This role involves ensuring compliance with regulations, conducting oversight, and contributing to a customer-focused culture. Candidates should have strong analytical skills, relevant experience in the financial industry, and a commitment to maintaining compliance standards. The position offers a competitive rewards package and opportunities for career development.