Compliance Associate — Mutual Funds & Client Services

Value Partners Investments; Winnipeg; On-site; CAD 50,000 - 70,000; Full time

Job summary

A financial services firm in Winnipeg seeks a Compliance Associate to ensure smooth communication between key stakeholders and support compliance activities for mutual funds and investment services. Candidates should have a degree and knowledge in the securities industry. The role includes various compliance tasks and the opportunity to assist with documentation preparation. The firm offers a supportive workplace culture with comprehensive benefits.

Benefits

Comprehensive health, dental and vision benefits

Health & Wellness Spending Account

4% Matching RRSP allocation

Great workplace culture!

Qualifications

• University degree or college diploma.
• Knowledge/experience in the securities industry and regulatory environment preferred.
• Advanced knowledge of MS Office (Excel, Outlook, PowerPoint and Word).

Responsibilities

• Conduct ongoing compliance activities for mutual fund operations.
• Assist with the preparation and filing of regulatory documents.
• Maintain appropriate paper and electronic records.

Skills

Attention to detail

Verbal and written communication

Time management and organization

Problem-solving skills

Customer-focused attitude

Education

University degree or college diploma

Canadian Securities Course

Wealth Management Essentials

CFP or PFP

Tools

MS Office

Portfolio management software

Job description

A financial services firm in Winnipeg seeks a Compliance Associate to ensure smooth communication between key stakeholders and support compliance activities for mutual funds and investment services. Candidates should have a degree and knowledge in the securities industry. The role includes various compliance tasks and the opportunity to assist with documentation preparation. The firm offers a supportive workplace culture with comprehensive benefits.