Compliance Analyst — Hybrid, 6-Month Contract (Toronto)

freelance.ca; Toronto; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading consulting company is seeking an Analyst in Toronto to manage compliance tasks for the Banking industry. This role entails handling regulatory audits, maintaining compliance manuals, and overseeing various financial procedures. Candidates should have a Bachelor's degree and at least 3 years of regulatory experience. Bilingual abilities in English and French are preferred. This is a hybrid position with competitive advantages.

Benefits

Personalized CARE plan for employees

Diversity & Inclusion Charter

Qualifications

• 3+ years of experience in compliance, operations, or regulatory affairs in financial services.

Responsibilities

• Manage the review of employee personal trades and client trading.
• Coordinate and support regulatory audits (CIRO, FINRA).
• Maintain up-to-date knowledge of CIRO, FINRA, SEC, AML rules.
• Update and maintain the firm’s various compliance and AML manuals.

Skills

Strong understanding of CIRO, FINRA, SEC, AML rules

Excellent organizational and communication skills

Bilingual (English / French) preferred

Education

Bachelor’s degree in Finance, Business, or related field

Job description

A leading consulting company is seeking an Analyst in Toronto to manage compliance tasks for the Banking industry. This role entails handling regulatory audits, maintaining compliance manuals, and overseeing various financial procedures. Candidates should have a Bachelor's degree and at least 3 years of regulatory experience. Bilingual abilities in English and French are preferred. This is a hybrid position with competitive advantages.