Compliance Analyst

Insight Global (United States); Toronto; On-site; CAD 80,000 - 120,000; Full time

Job summary

Insight Global in Toronto, Canada seeks a Monitoring & Testing Specialist to support control testing and risk assessment across a financial services environment. The role involves executing testing, monitoring, and documentation to evaluate control effectiveness and ensure compliance with internal standards and regulatory requirements.

The candidate will perform detailed reviews of business processes, analyze data to identify risks, clearly communicate findings, and collaborate with stakeholders

Qualifications

• 4-6 years of experience in risk, compliance, audit, or control testing.
• Experience executing control testing and evaluating control effectiveness.
• Strong analytical skills with ability to interpret data and identify issues.
• Experience performing reviews of business processes and documentation.
• Ability to conduct root cause analysis and clearly communicate findings.
• Strong written and verbal communication skills.
• Experience working with stakeholders across business units.
• Ability to work independently and manage multiple priorities.
• Post-secondary education or equivalent experience.

Responsibilities

• Execute testing, monitoring, and operational activities to evaluate control effectiveness and ensure regulatory compliance.
• Review business processes and artifacts, analyze data to identify risks or gaps, and provide insights to stakeholders.
• Conduct complex testing and fieldwork, document findings, and support root cause analysis.
• Create and maintain testing documentation including workpapers and reports.
• Collaborate with internal teams to ensure timely and accurate service delivery.
• Work independently and partner with internal stakeholders to drive risk and control outcomes.

Skills

Risk testing

Control testing

Data interpretation

Process reviews

Root cause analysis

Communication skills

Stakeholder management

Multi-tasking

Education

Post-secondary education or equivalent experience

Job description

• 4-6 years of experience in risk, compliance, audit, or control testing
• Experience executing control testing and evaluating control effectiveness
• Strong analytical skills with ability to interpret data and identify issues
• Experience performing reviews of business processes and documentation
• Ability to conduct root cause analysis and clearly communicate findings
• Strong written and verbal communication skills
• Experience working with stakeholders across business units
• Ability to work independently and manage multiple priorities
• Post-secondary education or equivalent experience

Nice to Have Skills & Experience

• Experience in banking or financial services environment
• Background in internal audit, compliance testing, or operational risk
• Familiarity with regulatory frameworks and control standards
• Experience with program or project management
• Exposure to enterprise-wide risk or governance functions

Job Description

Insight Global is looking for a Monitoring & Testing Specialist to support control testing and risk assessment activities across a financial services environment.

This individual will be responsible for executing testing, monitoring, and operational activities to evaluate control effectiveness and ensure compliance with internal standards and regulatory requirements. The role involves performing detailed reviews of business processes and artifacts, analyzing data to identify risks or gaps, and providing insights and recommendations to stakeholders.

The candidate will conduct complex testing and fieldwork, document findings, and support issue identification and root cause analysis. They will also create and maintain testing documentation including workpapers and reports, and collaborate with internal teams to ensure timely and accurate service delivery.

This position requires strong analytical thinking, the ability to work independently on complex tasks, and the ability to partner with internal stakeholders to drive effective risk and control outcomes.

Artificial intelligence tools are used to assist in screening and assessing applicants for this position.

Vacancy

This posting is for a currently vacant role, and the successful candidate will be hired into an existing open position.