Compliance Analyst

iA Financial Group; Quebec; On-site; CAD 65,000 - 90,000; Full time

Benefits offered by this job

Flexible group insurance

Pension plan

Stock purchase plan

Vacation and wellness days

Telemedicine

Employee assistance program

Job summary

iA Financial Group is seeking a Compliance Analyst to monitor business practices and ensure regulatory adherence across the organization. The role emphasizes collaboration, analysis, and the implementation of corrective actions when needed.

The position requires at least 3 years in financial services, a relevant Bachelor’s degree, advanced French, and a strong ability to communicate and report findings clearly to French-speaking partners.

Qualifications

• Demonstrated strong analytical and problem‑solving capabilities.
• Excellent organizational skills with attention to detail and autonomy.
• Strong communication skills; ability to provide actionable recommendations.
• Collaborative mindset; adapt well in a changing environment.
• Minimum 3 years in financial services, ideally compliance or product distribution.
• Bachelor’s degree in Law, Business, Finance, or related field.
• Solid understanding of regulatory requirements for financial product distribution (AMF, etc.).
• Advanced French language skills for verbal and written communication.

Responsibilities

• Conduct reviews of independent advisors’ business practices.
• Analyze and prepare recommendation reports for compliance.
• Collaborate on advisor reviews and propose corrective actions.
• Support various business lines by analyzing compliance requirements for financial products and services.
• Participate in compliance projects requiring your expertise.

Skills

Analytical skills

Problem solving

Organizational skills

Communication skills

Team collaboration

French language (advanced)

Education

Bachelor’s degree in Law/Business/Finance

Job description

Build the future with us

Are you driven by compliance matters in the financial services industry and looking to contribute to an organization that helps its clients feel confident and secure about their future? As a Compliance Analyst, you will play a key role in monitoring business practices and ensuring compliance with regulatory requirements across our organization.

This position offers an excellent opportunity to showcase your expertise and fully leverage your potential within a caring and trusted organization. Here, people and their development are at the heart of everything we do, fostering an environment that encourages collaboration and innovation.

What you’ll accomplish with us

• Conduct reviews related to the business practices of independent advisors.
• Perform analyses and prepare recommendation reports.
• Collaborate on reviews of advisors' business practices and recommend appropriate corrective actions.
• Support various business lines and partners by conducting analyses and assessments related to compliance requirements applicable to the distribution and manufacturing of financial products and services.
• Participate in compliance department projects where your expertise is required.

What could accelerate your success in this role

• Is recognized for their strong analytical and problem‑solving skills.
• Stands out for their organizational skills, autonomy, and attention to detail.
• Demonstrates strong communication skills and the ability to formulate clear and actionable recommendations.
• Is recognized for their collaborative mindset and ability to adapt in a constantly evolving environment.
• Possesses a minimum of 3 years of experience in the financial services industry, ideally in compliance or financial product distribution.
• Holds a Bachelor’s degree in Law, Business Administration, Finance, or another relevant field.
• Has a solid understanding of regulatory requirements applicable to the distribution of financial products, including those established by the AMF and other regulatory bodies.
• Possesses an advanced level of French, as the individual will be required to communicate both verbally and in writing with French‑speaking partners on a regular basis.

Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence.
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!