Capital Markets Surveillance QA Analyst – Hybrid

TalentBurst; Montreal; Hybrid; CAD 60,000 - 80,000; Full time

Job summary

A staffing agency is seeking a Capital Markets Surveillance Analyst in Montreal for a 12-month hybrid position. The role involves ensuring the quality of trade surveillance alert closures, providing training to staff, and assisting with compliance requirements. Candidates should have experience in capital markets and familiarity with surveillance systems. The position offers an hourly pay rate between $40.00 and $43.00. This role is essential to replace a team member on maternity leave.

Qualifications

• Experience in assessing trade surveillance alert closures.
• Ability to identify and document procedural inconsistencies.
• Familiarity with administrative functions of QA teams.

Responsibilities

• Perform QA reviews of alert closures by first and second lines of defense.
• Provide training and guidance to the Level 1 CMS team.
• Conduct special investigations and assist with compliance testing.

Skills

Review alert and case closures

Proficiency with MS Office Suite

Technical understanding of capital markets

Experience with trade surveillance systems

Tools

NICE Actimize

SMARTS

Veritas

Digital Reasoning

Bloomberg

Reuters

Job description

A staffing agency is seeking a Capital Markets Surveillance Analyst in Montreal for a 12-month hybrid position. The role involves ensuring the quality of trade surveillance alert closures, providing training to staff, and assisting with compliance requirements. Candidates should have experience in capital markets and familiarity with surveillance systems. The position offers an hourly pay rate between $40.00 and $43.00. This role is essential to replace a team member on maternity leave.