Branch Review Compliance Officer

iA Financial Group; Vancouver; On-site; CAD 75,000 - 85,000; Full time

Job summary

A leading financial services firm in Vancouver is seeking an experienced auditor who thrives on autonomy and responsibility. You will lead branch reviews, coach staff, and produce clear reports to ensure compliance standards are met. Ideal candidates have 3-5 years in audit functions, strong communication skills, and a self-starter mindset. The compensation for this role is between $75,000 and $85,000 annually, along with a bonus structure.

Qualifications

• 3–5+ years in registrant audit functions and deep mutual fund industry knowledge.
• Excellent oral and written communication skills that facilitate collaboration and problem solving.
• Comfort traveling (~50% across Western Canada).

Responsibilities

• Lead branch reviews that create actionable improvements.
• Turn audits into learning moments for staff.
• Produce incisive reports connecting issues to business risk.

Skills

Audit functions experience

Communication skills

Organizational skills

Problem-solving

Self-starter mindset

Fluency in French

Education

Post-secondary education in business/finance/economics

CIRO/CSI certifications

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Microsoft Teams

Job description

Job Description

At Investia, compliance is a strategic lever, not a checklist. You’re an experienced auditor who thrives on autonomy, embraces responsibility, and loves to coach others to excel. You see compliance as an opportunity to build trust, set high standards, and help colleagues grow. You’ll operate with real autonomy, strong ownership, and a mandate to raise the bar across branches, while partnering with advisors to keep client interests at the forefront.
Our culture explicitly champions High Performance alongside Learning Agility, Inspired Teams, and Client Centricity, the four behavioural themes that power the Investia belief.
You’ll join a team that is actively modernizing how we work: embracing our digital approach and lean methodology, introducing new dashboards, and progressing AI integration.

What you’ll own (outcomes that matter)

• Raise standards, create impact: Lead branch reviews that don’t just identify gaps, translate findings into actionable improvements, then verify resolution. Your work will leave every location stronger than you found it.

• Coach for performance: Turn audits into learning moments by educating representatives and their staff, strengthening consistency and outcomes across regions.

• Tell the story with clarity: Produce incisive, constructive reports that connect issues to business risk and client impact, and guide timely, tangible fixes.

• Solve problems: Partner with Audit Team Leaders and Regional Compliance Leaders to analyze situations, propose creative solutions. You see challenges as opportunities for change.

• Transform reluctance into results: When Representatives hesitate, you seize the moment to build trust and showcase the strategic value of compliance. Through listening, direct communication, and a partnership mindset, you turn resistance into productive dialogue.

• Contribute beyond the branch: Support special Head Office projects that shape how compliance enables growth across the firm.

What sets our environment apart

• Autonomy with support: Run your reviews independently but never alone, tap into a network of auditors, coaches, and leaders who celebrate wins and share ideas.

• A performance‑driven culture: Our High‑Performance emphasis is woven into goals, feedback, and team behaviours (Altitude). If you love setting ambitious targets, removing inefficiencies, and delivering measurable results, you’ll fit right in.

What you bring

• 3–5+ years in registrant audit functions and deep mutual fund industry knowledge.

• Post‑secondary education in business/finance/economics and CIRO/CSI certifications (or motivation to obtain).

• Excellent oral and written communication skills that facilitate collaboration and problem solving. French fluency is a plus.

• Self‑starter mindset, organizational savvy to manage your own schedule, and comfort traveling (~50% across Western Canada).

• Comfort with Microsoft Word, Excel, Outlook, Teams; curiosity for new systems.

Where You Can Go from Here

Start by owning the branch review program and delighting your colleagues with your insight and support. If you’re ambitious, you’ll find Investia a fertile ground for learning, growth, and making a real mark on the industry.

Compensation

The compensation for this role comprises of base salary and bonus. The base salary range is between $75,000 and $85,000 annually.

Location(s)

Vancouver, British Columbia

Our Commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability. If you need assistance to make the recruitment process more accessible for you, please let us know and we will happily assist.