Audit Lead, Tech Risk & Compliance – Toronto

TD Bank Group; Toronto; On-site; CAD 97,000 - 137,000; Full time

Job summary

TD Bank Group in Toronto, Ontario, is seeking an experienced Audit professional to support development and execution of audit programs across multiple areas. You will participate in engagements, develop planning memos, control matrices, and audit reports, and lead follow-up on findings with internal and regulatory bodies.

The role requires 7+ years in Technology Audit or related fields and an undergraduate degree.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience in Technology Audit, Technology Risk, Infrastructure Engineering/Operations, Cybersecurity, IT Controls, or a related field.

Responsibilities

• Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area
• Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas
• Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management.
• Facilitate key discussions and provide thought leadership to executive audience

Education

Undergraduate degree required

Job description

TD Bank Group in Toronto, Ontario, is seeking an experienced Audit professional to support development and execution of audit programs across multiple areas. You will participate in engagements, develop planning memos, control matrices, and audit reports, and lead follow-up on findings with internal and regulatory bodies.

The role requires 7+ years in Technology Audit or related fields and an undergraduate degree.