AML Financial Crime Risk Senior Investigator (Production Orders, BCPIF, Grid Alerts)

TD Bank; Old Toronto; On-site; CAD 60,000 - 80,000; Full time

Job description

AML Financial Crime Risk Senior Investigator (Production Orders, BCPIF, Grid Alerts)

Lieu de travail: Toronto, Ontario, Canada

Horaire: 37.5

Secteur d’activité: Lutte blanchiment d’argent

Détails de la rémunération: Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération, notamment les particularités salariales de ce poste.

Description du poste:

High Risk Investigation (HRI) conducts investigation of complex and sensitive cases to determine potential suspicious activities. Within the HRI, there is a specialized unit consisting of subject matter experts and investigators with accountabilities for conducting investigation of Production Orders, Grid Alerts, referrals from Bank Crime Prevention and Investigation Framework (BCPIF) and other referrals relating to financial crime including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption.

The AML Financial Crime Risk Senior Investigator (Production orders, BCPIF, Grid Alerts) reports to the Group Manager AML Financial Crime Investigations (Production Orders, BCPIF, Grid Alerts).

The AML Financial Crime Risk Senior Investigator (Production Orders, BCPIF, Grid Alerts) is responsible for:

• Conducting complex end to end AML investigations specifically relating to Production Orders, BCPIF, Grid alerts, and other referrals while applying reasonable grounds to suspect money laundering, terrorist financing and other financial crimes.
• Mitigating risk such as recommendation to freeze/demarket/ exit relationships, timely regulatory reporting of potential money laundering and terrorist financing activities.
• Providing quality control/review and mentorship of a team.
• Assisting with the oversight of the Production Orders, BCPIF, and Grid alerts program while partnering with internal and external stakeholders including law enforcement, corporate security, working with other group managers and investigators.

CUSTOMER

• Conduct a variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime investigations relating to Production Orders, Grid Alerts, referrals from Bank Crime Prevention and Investigation Framework (BCPIF) and other referrals.
• Ensure regulatory reporting is conducted promptly while adhering to regulatory requirements and internal controls.
• Assist with reviewing and investigating Production Orders and Grid alerts issued by law enforcement agencies.
• Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.
• Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.
• Work effectively with internal and external stakeholders to maximize opportunities for information sharing.
• Identify and communicate procedural weaknesses to businesses.
• Maintain and establish working relationships with internal partners for investigative purposes.

SHAREHOLDER

• Develop and maintain effective relationships with key stakeholders including Corporate Security, Legal, Human Resources.
• Participate in forums, working groups and other established task forces while representing the HRI.
• Lead work streams by acting as a project lead for large or complex projects.
• Evaluate the effectiveness of processes/services and recommend enhancements.

EMPLOYEE / TEAM

• Participate fully as a member of the team, supporting a positive work environment.
• Keep current on emerging trends/developments and grow knowledge of the business.
• Contribute to team development by assisting others in the completion of work activities.

BREADTH & DEPTH:

• Investigates criminal investigations ranging from simple to complex in nature.
• Sound knowledge of Bank products, systems, policies, and procedures.
• Strong knowledge of criminal investigative techniques and financial crime trends.

EXPERIENCE AND / OR EDUCATION

• Undergraduate degree or relevant professional certifications required.
• 5+ years relevant experience.
• Strong knowledge of Canadian AML legislation and requirements.
• Excellent oral and written communication skills.
• Ability to exercise sound judgement in making decisions.

À propos de nous:

La TD est un chef de file mondial dans le secteur des institutions financières. Chaque jour, nous offrons une expérience client légendaire à plus de 27 millions de ménages et d’entreprises au Canada, aux États-Unis et partout dans le monde.