Investment Compliance Analyst — Portfolio Integrity

AMP; Sydney; On-site; AUD 90,000 - 140,000; Full time

Job summary

AMP in Sydney is seeking a detail-focused investment operations professional to join our governance-driven team. You will oversee trade processing, reconciliations, and data integrity while monitoring regulatory requirements and investment compliance across asset classes.

You will collaborate with portfolio managers, custodians, and external service providers to ensure timely issue resolution and robust controls. A 2–5 year background and a finance-related degree are preferred.

Qualifications

• 2-5 years' experience in investment operations, fund administration or a related financial services environment, with exposure to trade processing, reconciliations and operational controls.
• Sound knowledge of investment compliance, portfolio restrictions, regulatory obligations and the governance frameworks that support investment activities.
• Experience investigating operational incidents, reconciliation breaks, compliance issues and potential breaches, with the ability to drive timely resolution.
• Understanding of financial markets, investment products and portfolio structures, with experience working across a range of asset classes.
• Experience using investment operations, compliance monitoring or portfolio management systems, with Aladdin highly regarded.
• Excellent analytical, problem-solving and stakeholder management skills, supported by relevant tertiary qualifications in Finance, Business, Economics or a related field.

Responsibilities

• Support portfolio operations activities including trade management, transaction processing, cash and holdings reconciliations, and investment data integrity.
• Monitor investment compliance obligations, including mandate restrictions, portfolio limits, pre-trade controls and regulatory reporting requirements.
• Investigate and resolve reconciliation breaks, operational incidents, compliance exceptions and potential breaches in accordance with established governance frameworks.
• Partner with Portfolio Managers, Dealers, Custodians and external service providers to support efficient portfolio management and issue resolution.
• Maintain strong risk and control practices through documentation, procedure management, monitoring and escalation of identified issues.
• Support compliance rule implementation, testing and continuous process improvement initiatives to enhance operational efficiency and investment governance.

Skills

Investment operations

Trade processing

Reconciliations

Operational controls

Investment compliance

Analytical ability

Stakeholder management

Communication

Education

Tertiary qualification in Finance, Business, Economics or related field

Tools

Aladdin

Job description

AMP in Sydney is seeking a detail-focused investment operations professional to join our governance-driven team. You will oversee trade processing, reconciliations, and data integrity while monitoring regulatory requirements and investment compliance across asset classes.

You will collaborate with portfolio managers, custodians, and external service providers to ensure timely issue resolution and robust controls. A 2–5 year background and a finance-related degree are preferred.