Global Compliance & Risk Leader – CFDs & Stocks

Cmc Markets Asia Pacific Pty Ltd; New South Wales; On-site; AUD 80,000 - 100,000; Full time

Job summary

A leading financial services company in New South Wales is seeking a Compliance Officer to manage regulatory relationships and develop risk-based monitoring programs. The ideal candidate will have 1-3 years of compliance experience within the Australian financial sector. You will gain exposure to both CFD and stockbroking compliance, with a focus on regulatory monitoring and training. Join a collaborative culture with great employee benefits, including additional leave and zero trading fees for staff accounts.

Benefits

Additional annual leave entitlements

$0 trades for staff accounts

Continuous learning opportunities

Wellbeing resources and retailer discounts

Office perks such as free breakfast

Qualifications

• 1-3 years of experience in a Compliance role within the financial services industry.
• Solid understanding of ASIC regulations and ASX Rules.
• Experience in monitoring and regulatory reporting.

Responsibilities

• Develop and execute risk-based monitoring programs.
• Manage regulatory relationships and prepare submissions.
• Deliver compliance training and shape the compliance culture.

Skills

Understanding of the Australian regulatory landscape

Strong written and verbal communication

Analytical mindset

Organizational skills

Education

Tertiary qualification in Economics, Law, Business, or related discipline

Job description

A leading financial services company in New South Wales is seeking a Compliance Officer to manage regulatory relationships and develop risk-based monitoring programs. The ideal candidate will have 1-3 years of compliance experience within the Australian financial sector. You will gain exposure to both CFD and stockbroking compliance, with a focus on regulatory monitoring and training. Join a collaborative culture with great employee benefits, including additional leave and zero trading fees for staff accounts.