Equities Compliance Analyst – Global Advisory (Sydney)

Goldman Sachs Bank AG; Sydney; Hybrid; AUD 90,000 - 130,000; Full time

Benefits offered by this job

Healthcare Insurance

Vacation Entitlements

Wellness Programs

On-site Health Centers

Job summary

Goldman Sachs is seeking a Compliance professional to support Global Advisory and Markets in Australia, focusing on Equities. The role provides real-time compliance coverage for trading activities and collaboration with Legal, Risk and Operations to manage regulatory obligations.

The ideal candidate will have 1+ years in compliance or related control functions, strong analytical and communication skills, and a proactive attitude to identify and mitigate risks in a fast-paced environment.

Qualifications

• 1+ years in compliance or control functions.
• Strong analytical skills and sound judgment.
• Excellent written communication and relationship building.

Responsibilities

• Provide real time compliance support for Equities on the trading floor.
• Maintain and communicate standards of conduct under laws and policies in Australia.
• Monitor regulatory changes and implement appropriate policies and training.
• Assist in investigations, audits and regulatory inquiries as needed.
• Develop policies, testing and monitoring to support the business.
• Collaborate with Legal, Risk and Operations to drive strategic initiatives.
• Deliver regular compliance training to business professionals.

Skills

Compliance experience

Regulatory knowledge

Analytical skills

Communication skills

Teamwork

Attention to detail

Job description

Goldman Sachs is seeking a Compliance professional to support Global Advisory and Markets in Australia, focusing on Equities. The role provides real-time compliance coverage for trading activities and collaboration with Legal, Risk and Operations to manage regulatory obligations.

The ideal candidate will have 1+ years in compliance or related control functions, strong analytical and communication skills, and a proactive attitude to identify and mitigate risks in a fast-paced environment.