Compliance Analyst

IMC Trading; Sydney; On-site; AUD 90,000 - 130,000; Full time

Job summary

IMC Trading is seeking a Compliance Analyst to support day-to-day compliance operations within its APAC team, working alongside Trading and Technology. The role involves monitoring regulatory developments, maintaining policies, and coordinating with brokers and exchanges on trader registration and reviews.

You will join a professional team focused on upholding IMC’s compliance program across multiple jurisdictions, with emphasis on AML tasks and global projects.

Qualifications

• 1.5 to 4 years of experience in financial markets compliance.
• Degree in Finance, Commerce, Business, Law or related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Able to communicate complex ideas clearly and work independently or in teams.

Responsibilities

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Skills

Attention to detail

Analytical thinking

Interpersonal skills

Organizational skills

Time management

Independent and team work

Clear communication

Willingness to learn

Education

Degree in Finance, Commerce, Business, Law or related discipline

Job description

Our APAC Compliance team works closely with our Trading and Technology teams in order to manage the regulatory risks of our trading activities across multiple jurisdictions, particularly in the Asia-Pacific region. As a Compliance Analyst at IMC, you will assist with our day-to-day compliance operations, monitoring and review functions, and key compliance initiatives. Your role will cover many different aspects of IMC’s compliance program, requiring you to work with people across all areas of the business.

Your Core Responsibilities

• Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
• Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
• Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
• Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
• Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
• Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
• Conducting necessary tasks for IMC’s AML procedures.
• Communicating with regional compliance teams on global issues and projects.

Your Skills And Experience

• 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
• Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
• Strong attention to detail and analytical/problem solving skills.
• Strong interpersonal, organisational, and time management skills.
• Ability to work both independently and in teams.
• Ability to communicate complex ideas or concepts clearly.
• Willing to learn and take responsibility for required tasks and projects.

About Us

IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.