Chief Professional Standards & Advisory Compliance Lead

Centrepoint Group of Companies; Brisbane; Híbrido; AUD 180.000 - 240.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Employee benefits

Performance incentives

Hybrid working

Client-centric culture

Growth investments

ASX-listed company

Descripción de la vacante

Centrepoint Alliance, a leading ASX-listed financial services group, seeks a seasoned Head of Professional Standards to elevate adviser compliance, oversee audit and pre-vet programs, and drive strong outcomes for its licensed adviser network.

You will lead senior professionals, shape training, and foster collaboration with Legal, Risk and other stakeholders while delivering practical, regulatory-aligned solutions across multiple jurisdictions.

Formación

• Significant experience in financial advice compliance and adviser supervision.
• Experience overseeing complex file audits and pre-vet activities.
• Strong knowledge of Australian financial advice regulatory environment.
• Proven people leadership with coaching and capability development.

Responsabilidades

• Lead adviser audit and pre-vet programs.
• Oversee file audit services for licensed advisers.
• Ensure audits are delivered efficiently and to a high standard.
• Identify non-compliance and high-risk advice.
• Coach and develop a team of managers and staff.
• Maintain relationships with advisers and stakeholders.
• Deliver professional standards training and development events.
• Monitor regulatory developments and translate to actions.
• Oversee reporting on audit outcomes and trends.
• Manage systems used by the audit team and supplier arrangements.
• Support adviser recruitment and growth activities.
• Flexible to be based in Brisbane, Gold Coast or Sydney with travel.

Conocimientos

Financial advice compliance

Leadership

Stakeholder management

Regulatory knowledge

Coaching & development

Communication

Educación

Relevant financial services qualification

Herramientas

Xplan

Descripción del empleo

Centrepoint Alliance, a leading ASX-listed financial services group, seeks a seasoned Head of Professional Standards to elevate adviser compliance, oversee audit and pre-vet programs, and drive strong outcomes for its licensed adviser network.

You will lead senior professionals, shape training, and foster collaboration with Legal, Risk and other stakeholders while delivering practical, regulatory-aligned solutions across multiple jurisdictions.