Wealth Management Compliance Lead – Regulatory & Conduct

ADIB - Abu Dhabi Islamic Bank; Abu Dhabi; On-site; AED 200,000 - 300,000; Full time

Job summary

A prominent bank in the UAE is seeking a Wealth Management, Priority & Private Banking Compliance Manager to oversee regulatory compliance for its wealth management business. The ideal candidate will have a minimum of 8 years in compliance roles within the banking sector, including 3 years in wealth management. Responsibilities include advising on regulations, conducting reviews, and training staff on compliance policies.

Qualifications

• Minimum of 8 years of experience in compliance roles within the banking industry.
• At least 3 years of experience related to wealth management business.
• Deep knowledge of SCA and CBUAE regulations.

Responsibilities

• Oversee embedding of financial crime compliance policies.
• Provide advisory support on SCA and other regulations.
• Conduct periodic reviews and identify compliance gaps.

Skills

Experience in compliance roles within the banking industry

Knowledge of SCA and CBUAE regulations

Stakeholder management skills

Analytical and problem-solving skills

Education

Bachelor's degree in finance, law, business administration, or related field

Job description

A prominent bank in the UAE is seeking a Wealth Management, Priority & Private Banking Compliance Manager to oversee regulatory compliance for its wealth management business. The ideal candidate will have a minimum of 8 years in compliance roles within the banking sector, including 3 years in wealth management. Responsibilities include advising on regulations, conducting reviews, and training staff on compliance policies.