Regulatory Compliance Lead – Asset Management (UAE)

Capitex; United Arab Emirates; On-site; AED 120,000 - 200,000; Full time

Job summary

A leading asset management consulting firm in the UAE is looking for a Regulatory Compliance Manager. This role involves ensuring compliance with local regulations and international standards, enhancing governance across investment management activities. The ideal candidate will have a bachelor's degree, relevant certifications, and strong experience in regulatory compliance, particularly in KYC/AML frameworks.

Qualifications

• Bachelor’s degree in Law, Finance, or related field required; postgraduate preferred.
• Professional certifications such as CAMS, ICA, or equivalent mandatory.
• Strong understanding of UAE and DIFC regulatory requirements is essential.

Responsibilities

• Ensure compliance with UAE regulatory frameworks relevant to asset management.
• Draft and implement comprehensive Compliance Manuals aligned with UAE regulations.
• Conduct internal training on compliance, AML/KYC, and regulatory responsibilities.

Skills

Regulatory compliance

KYC/AML frameworks

Stakeholder management

UAE regulatory requirements

Education

Bachelor’s degree in Law, Finance, or related field

Professional certifications such as CAMS, ICA

Job description

A leading asset management consulting firm in the UAE is looking for a Regulatory Compliance Manager. This role involves ensuring compliance with local regulations and international standards, enhancing governance across investment management activities. The ideal candidate will have a bachelor's degree, relevant certifications, and strong experience in regulatory compliance, particularly in KYC/AML frameworks.