Head of Internal Audit

Tanqeeb; Abu Dhabi; On-site; AED 500,000 - 900,000; Full time

Job summary

Tanqeeb, a UAE-regulated Fin Tech and financial services company, seeks a Head of Internal Audit to establish and lead its independent Internal Audit function. You will develop a risk-based audit plan and provide objective assurance across governance, risk management, internal controls, regulatory compliance, technology, cybersecurity, finance, operations, and business processes.

The role requires building a high-performing team, maintaining independence, and presenting findings to senior

Qualifications

• Experience leading an Internal Audit function in a regulated financial services environment.
• Strong knowledge of governance, risk management, and internal controls.
• Familiarity with AML/CFT, KYC, regulatory compliance, fraud, and financial crime risks.

Responsibilities

• Develop and execute a risk-based annual Internal Audit plan.
• Lead independent reviews of governance, risk management, internal controls, and operational effectiveness.
• Assess controls across Fin Tech products, payment operations, lending, finance, technology, cybersecurity, and data management.
• Conduct audits covering AML/CFT, sanctions, KYC, fraud risk, regulatory compliance, and consumer protection.
• Review IT General Controls (ITGC), application controls, cybersecurity, cloud infrastructure, access management, and technology risks.
• Evaluate third-party/vendor controls, outsourcing arrangements, and associated operational risks.
• Identify control gaps, assess their impact, and provide practical, risk-based recommendations.
• Prepare clear and comprehensive audit reports with findings and remediation actions.
• Monitor remediation of audit findings and ensure timely closure of actions.
• Establish and maintain Internal Audit methodologies, policies, standards, and governance frameworks.
• Present key audit findings to Executive Management, Audit Committee, and Board-level forums.
• Maintain independence and build relationships with business and control functions.
• Coordinate with external auditors, regulators, and assurance providers.
• Leverage data analytics and AI-enabled audit tools to enhance coverage.
• Build and develop a high-performing Internal Audit team.
• Continuously assess emerging risks from new products, technologies, and regulations.

Skills

Internal Audit

Risk-based planning

Regulatory compliance

Cybersecurity

ITGC

Fraud prevention

Executive communication

Leadership

Stakeholder management

Independence

Education

Bachelor's in Accounting/Finance/Related

CIA/CISA/CPA/ACCA advantageous

Job description

About the Role

A UAE-regulated Fin Tech and financial services company is seeking an experienced Head of Internal Audit to establish and lead its independent Internal Audit function. The role will provide objective and independent assurance over governance, risk management, internal controls, regulatory compliance, technology, cybersecurity, finance, operations, and business processes.

The successful candidate will develop and execute a risk-based internal audit plan across a growing financial services business, while working closely with Executive Management, Risk, Compliance, and other senior stakeholders while maintaining full audit independence and objectivity.

Key Responsibilities

• Develop and execute a risk-based annual Internal Audit plan aligned with business and regulatory priorities.
• Lead independent reviews of governance, risk management, internal controls, and operational effectiveness.
• Assess controls across Fin Tech products, payment operations, lending, finance, technology, cybersecurity, and data management.
• Conduct audits covering AML/CFT, sanctions, KYC, fraud risk, regulatory compliance, and consumer protection.
• Review IT General Controls (ITGC), application controls, cybersecurity, cloud infrastructure, access management, and technology risks.
• Evaluate third‑party/vendor controls, outsourcing arrangements, and associated operational risks.
• Identify control gaps, assess their impact, and provide practical, risk‑based recommendations.
• Prepare clear and comprehensive audit reports covering findings, root causes, risk ratings, agreed actions, and management accountability.
• Monitor remediation of audit findings and ensure timely closure of agreed actions.
• Establish and maintain effective Internal Audit methodologies, policies, standards, and governance frameworks.
• Present key audit findings, emerging risks, and remediation updates to Executive Management, Audit Committee, and/or Board‑level governance forums.
• Maintain independence and objectivity while developing strong relationships with business and control functions.
• Coordinate with external auditors, regulators, and other assurance providers where required.
• Leverage data analytics, automation, and AI‑enabled audit tools to enhance audit coverage and continuous monitoring.
• Build, lead, and develop a high-performing Internal Audit team.
• Continuously assess emerging risks arising from new products, technologies, regulations, partnerships, and business models.

Key Skills & Experience

• Strong experience in Internal Audit and risk-based audit planning.
• Proven experience working within a CBUAE‑regulated financial institution or regulated financial services environment.
• Strong understanding of governance, risk management, and internal controls.
• Experience within Fin Tech, payments, banking, lending, or financial services.
• Good understanding of AML/CFT, KYC, regulatory compliance, fraud, and financial crime risks.
• Experience in technology, cybersecurity, ITGC, cloud, and application controls auditing.
• Strong analytical, investigative, and problem‑solving capabilities.
• Demonstrated ability to communicate effectively with C‑suite executives, senior management, and Board/Audit Committee stakeholders.
• Strong leadership and team‑building capabilities.
• High level of integrity, confidentiality, independence, and professional ethics.
• Ability to challenge constructively and influence senior stakeholders.

Qualifications

Bachelor's degree in Accounting, Finance, Business, Technology, or a related discipline. Strong understanding of IIA Internal Audit Standards and risk-based audit methodologies. Proven experience leading an Internal Audit function within a regulated financial services environment. Strong understanding of financial services, payment systems, technology, operational, and regulatory risks. Professional certifications such as CIA, CISA, CPA, ACCA, or equivalent would be advantageous.