Head of Compliance & Risk

Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid); Abu Dhabi; On-site; AED 200,000 - 300,000; Full time

Job summary

A leading Broker Dealer in Abu Dhabi is seeking a Head of Compliance & Risk to oversee compliance and risk under ADGM / FSRA rules. The candidate must have over 10 years of Financial Services Compliance experience and hold SMF 16 in the UK. Strong knowledge of Equities, Fixed Income, FX, and Funds is essential. This position offers an attractive tax-free salary starting from £200K, plus a discretionary bonus and relocation package.

Benefits

Tax-free salary

Discretionary bonus

Relocation package

Qualifications

• Over 10 years of experience in Financial Services Compliance.
• Strong knowledge of Equities, Fixed Income, FX, and Funds.

Responsibilities

• Oversee compliance and risk under ADGM / FSRA rules.

Skills

Financial Services Compliance experience

Knowledge in Equities

Knowledge in Fixed Income

Knowledge in FX

Knowledge in Funds

Education

SMF 16 qualification in the UK

Job description

A leading Broker Dealer in Abu Dhabi is looking for a Head of Compliance & Risk. This role involves compliance and risk oversight under ADGM / FSRA rules. Candidates should have over 10 years of Financial Services Compliance experience and must hold SMF 16 in the UK. Strong knowledge in Equities, Fixed Income, FX, and Funds is essential. The position offers an attractive tax-free salary starting from £200K, plus a discretionary bonus and relocation package.

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