FX Compliance Manager (Regulated Broker)

TopTalent Recruitment Agency; Dubai; On-site; AED 180,000 - 300,000; Full time

Job summary

TopTalent Recruitment Agency is seeking an experienced FX Compliance Manager in Dubai to ensure adherence to regulatory requirements across multiple jurisdictions. The role requires deep knowledge of FX regulations, AML/KYC frameworks, and risk management within financial services or brokerage environments.

The ideal candidate will lead regulatory compliance, risk monitoring, and advisory activities, while coordinating audits and maintaining thorough documentation.

Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or related field.
• Minimum 5 years of experience in compliance within FX/Forex Brokerage.
• Strong knowledge of AML/CTF regulations, KYC procedures, and offshore frameworks.

Responsibilities

• Maintain up-to-date knowledge of FX regulations across offshore and onshore markets.
• Ensure AML/KYC compliance, client onboarding, and due diligence processes.
• Monitor regulatory updates and advise management on compliance impact.
• Prepare and submit regulatory reports to relevant authorities.
• Develop and maintain compliance policies, procedures, and internal controls.
• Conduct regular compliance audits and risk assessments.
• Monitor client trading activity for suspicious behavior or regulatory breaches.
• Review marketing materials and communications for compliance adherence.
• Deliver compliance training across departments.
• Advise internal teams on regulatory requirements and best practices.
• Act as the main point of contact for auditors and regulatory bodies.
• Maintain proper documentation and audit trails.

Skills

AML/KYC

Regulatory compliance

Risk assessment

Audit & reporting

Stakeholder management

Education

Bachelor's degree in Finance/Law/Business Administration or related field

Tools

Compliance software

Job description

Job Overview:

We are looking for an experienced FX Compliance Manager to ensure the company complies with regulatory requirements across multiple jurisdictions. The ideal candidate will have strong knowledge of FX regulations, AML/KYC frameworks, and risk management practices within financial services or brokerage environments.

Job Title: FX Compliance Manager

Location: Dubai, UAE

Employment Type: Full-time

Job Overview:

We are looking for an experienced FX Compliance Manager to ensure the company complies with regulatory requirements across multiple jurisdictions. The ideal candidate will have strong knowledge of FX regulations, AML/KYC frameworks, and risk management practices within financial services or brokerage environments.

Key Responsibilities:

Regulatory Compliance

• Maintain up-to-date knowledge of FX regulations across offshore and onshore markets
• Ensure compliance with AML/KYC requirements, client onboarding, and due diligence processes
• Monitor regulatory updates and advise management on compliance impact
• Prepare and submit regulatory reports to relevant authorities

Risk Management & Monitoring

• Develop and maintain compliance policies, procedures, and internal controls
• Conduct regular compliance audits and risk assessments
• Monitor client trading activity for suspicious behavior or regulatory breaches
• Review marketing materials and communications for compliance adherence

Training & Advisory

• Deliver compliance training across departments
• Advise internal teams on regulatory requirements and best practices
• Act as the main point of contact for auditors and regulatory bodies
• Maintain proper documentation and audit trails

Requirements:

• Bachelor's degree in Finance, Law, Business Administration, or related field
• Minimum 5 years of experience in compliance within FX/Forex Brokerage
• Strong knowledge of AML/CTF regulations, KYC procedures, and offshore frameworks

Skills & Competencies:

• Strong analytical and risk assessment skills
• High attention to detail and organizational ability
• Excellent communication and stakeholder management
• Experience with compliance systems and monitoring tools
• Ability to work independently in a fast-paced environment