Compliance Executive

A&A Associate; Dubai; On-site; AED 180,000 - 300,000; Full time

Job summary

A&A Associate in Dubai is seeking a detail-oriented Compliance Executive with CSP or business setup experience to ensure UAE regulatory, AML/CFT compliance and internal policy adherence.

You will conduct KYC, CDD and EDD checks, perform client risk assessments, review documents and ownership structures, screen sanctions/PEP, and support regulatory reporting and audits.

Qualifications

• 2-4 years of relevant experience in Compliance, preferably within a CSP, business setup, corporate services, or financial services company.
• Good knowledge of UAE AML/CFT regulations and compliance requirements.
• Practical experience in KYC, CDD, EDD, UBO verification, and client risk assessments.
• Familiarity with UAE regulatory authorities and relevant compliance frameworks.
• Experience with sanctions screening, PEP checks, and adverse media screening.
• Strong documentation, analytical, and reporting skills.
• Excellent attention to detail and ability to identify compliance risks.
• Good communication and interpersonal skills.

Responsibilities

• Ensure compliance with UAE AML/CFT and regulatory requirements.
• Conduct and review KYC, CDD, and EDD checks for clients.
• Perform client risk assessments and mitigation.
• Review and verify client documents, ownership structures, UBO details.
• Ensure adherence to UAE regulatory guidelines.
• Conduct sanctions, PEP, and adverse media screening.
• Monitor client transactions for suspicious activity and escalate when needed.
• Maintain accurate compliance records and risk assessment reports.
• Assist in implementing and updating internal compliance policies and AML manuals.
• Support preparation of compliance reports and regulatory submissions.
• Coordinate with auditors and assist during regulatory inspections.
• Support AML/CFT training and awareness sessions for employees.

Skills

Attention to detail

Analytical skills

Communication skills

Interpersonal skills

Education

Bachelor's degree in Business Administration, Finance, Accounting, Law, or a related field

Job description

We are looking for a detail-oriented and experienced Compliance Executive, preferably with a background in the Corporate Service Provider (CSP), business setup, or corporate services industry. The candidate will be responsible for ensuring the company's compliance with UAE regulatory requirements, AML/CFT regulations, and internal policies and procedures.

The ideal candidate should have a good understanding of UAE compliance frameworks, regulatory requirements, and client due diligence processes, particularly within the CSP or business setup sector.

Key Responsibilities:

• AML/CFT Compliance: Ensure compliance with UAE Anti-Money Laundering (AML), Counter-Terrorism Financing (CFT), and regulatory requirements.
• KYC & Due Diligence: Conduct and review Know Your Customer (KYC), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) checks for clients.
• Client Risk Assessment: Perform client risk assessments, identify potential red flags, and recommend appropriate mitigation measures.
• Documentation & Verification: Review and verify client documents, ownership structures, UBO details, source of funds, and source of wealth.
• Regulatory Compliance: Ensure adherence to UAE regulatory guidelines, including relevant requirements issued by competent authorities.
• Sanctions Screening: Conduct sanctions, PEP, and adverse media screening and elevate potential matches for further review.
• Compliance Monitoring: Monitor client transactions and business activities for suspicious patterns and ensure timely escalation of unusual activities.
• Record Management: Maintain accurate compliance records, client files, risk assessment reports, and supporting documentation.
• Internal Policies: Assist in implementing and updating internal compliance policies, procedures, and AML manuals.
• Regulatory Reporting: Support the preparation of compliance reports and assist with suspicious activity reporting and regulatory submissions, as applicable.
• Audit Support: Coordinate with internal and external auditors and assist during regulatory inspections and compliance reviews.
• Staff Awareness: Support AML/CFT training and awareness sessions for employees.

Requirements & Qualifications:

• Bachelor's degree in Business Administration, Finance, Accounting, Law, or a related field.
• 2-4 years of relevant experience in Compliance, preferably within a Corporate Service Provider (CSP), business setup, corporate services, or financial services company.
• Good knowledge of UAE AML/CFT regulations and compliance requirements.
• Practical experience in KYC, CDD, EDD, UBO verification, and client risk assessments.
• Familiarity with UAE regulatory authorities and relevant compliance frameworks.
• Experience with sanctions screening, PEP checks, and adverse media screening.
• Strong documentation, analytical, and reporting skills.
• Excellent attention to detail and ability to identify compliance risks.
• Good communication and interpersonal skills.

Preferred Qualifications:

• Relevant certifications such as CAMS, ICA, or other AML/Compliance-related qualifications would be an advantage.
• Previous experience handling compliance requirements for mainland and free zone companies.
• Familiarity with UAE goAML reporting procedures and regulatory inspections.

Preferred Candidate Profile:

Candidates currently working with a CSP, business setup consultancy, corporate services provider, or company formation firm will be given preference, particularly those with hands-on experience in client onboarding, AML/KYC procedures, risk assessments, and regulatory compliance.