Assistant Manager, Regulatory Compliance

Aventus; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A reputable bank in the UAE is looking for an Assistant Manager, Regulatory Compliance for a 6-month contract. The candidate will support the Head of Regulatory Compliance in various critical tasks, including managing regulatory notices, preparing compliance reports, and liaising with the CBUAE. Ideal candidates should have a bachelor's degree, at least 8 years of experience in banking, and knowledge of relevant regulations. Excellent analytical and communication skills are also required.

Qualifications

• Minimum 8 years’ experience in banking/financial institutions.
• 5 years in regulatory compliance is essential.
• Strong knowledge of CBUAE regulations required.

Responsibilities

• Lead regulatory compliance assessments through the RMS.
• Manage regulatory notices and follow up with stakeholders.
• Prepare compliance reports and submissions for senior management.

Skills

Regulatory compliance assessments

Excellent communication skills

Analytical skills

Organizational skills

Knowledge of AML/CTF frameworks

Problem-solving skills

Education

Bachelor's degree

Compliance certifications (e.g., ACAMS)

Job description

Assistant Manager, Regulatory Compliance (6 Month Contract)

We are seeking an Assistant Manager, Regulatory Compliance on a 6 month contract to join a reputable bank in the UAE. The role supports the Head of Regulatory Compliance in conducting regulatory assurance exercises, managing regulatory correspondence, and liaising with the CBUAE and other authorities.

Key Responsibilities

• Lead regulatory compliance assessments through the RMS covering key CBUAE regulations
• Manage regulatory notices, analyze impact, and follow up with stakeholders
• Support regulatory examinations and maintain relationships with the CBUAE
• Maintain regulatory libraries, breach registers, and compliance trackers
• Prepare compliance reports and submissions for senior management and committees
• Assist with FATCA/CRS obligations, reporting, and internal advisory

Key Requirements

• Bachelor’s degree; compliance certifications such as ACAMS preferred
• Minimum 8 years’ experience in banking/financial institutions, with 5 years in regulatory compliance
• Experience in Audit or Legal departments is an advantage
• Strong knowledge of CBUAE regulations and AML/CTF frameworks
• Excellent communication, analytical, and organizational skills
• Proactive, detail-oriented, and able to work independently or in a team